Showing posts with label Xiongnu. Show all posts
Showing posts with label Xiongnu. Show all posts

18 August 2024

“Odoacer: German or Hun?” ― Robert L. Reynolds and Robert S. Lopez (1946)

Robert Leonard Reynolds (1902−1966) was an American historian. Roberto Sabatino Lopez (1910–1986) was an Italian-born American historian. In this article, they somewhat sarcastically criticize the “Germanic bent,” which claim that Odoacer was Germanic with almost no evidence, and instead suggest a number of Turkic etymologies for names mentioned in the period before, during and after Odoacer’s lifetime. Rightly so.

The article discusses the linguistic origins of certain Gothic and Hunnic names and terms. It notes that the Gothic use of “ata” to mean “lord” or “father” is very similar to the Turkic use of “ata” with the same meaning. When the suffix “ila” appears in many names across historical sources, the article suggests that this may indicate a Hunnic or Turkic linguistic influence, rather than a purely Gothonic origin as is commonly assumed.

They argue that scholars familiar with ancient Altaic languages could potentially find much insight by further examining these linguistic connections. They suggest that Old Persian and non-Persian Iranic philologists should also investigate these possibilities, as it could lead to important new understandings about the history of the German language.

Until such in-depth studies are conducted, the authors caution that much of the then-current (1946) secondary scholarship on this topic may be based on flawed assumptions that “impair its usefulness.” Actually, this argument is more or less still valid today. The article also notes that there is a very limited bibliography on this subject matter.


Robert L. Reynolds and Robert S. Lopez, “Odoacer: German or Hun?” in American Historical Review, 1946.


The history of the migrations which marked the downfall of both the Roman Empire in the West and the Han Empire in China is still very obscure. “Nowhere, since the time of Alexander the Great, do we feel so strongly that the meagreness of the sources flouts the magnitude of the events.”[1]

[1] J. B. Bury, History of the Later Roman Empire (2d ed., London, 1923), preface.

Unfortunately, the starting point, hence the guiding thread of all these migrations, lies in Central Asia, whose political, economic, and cultural history will in most of its details remain to us a blank page. For even such remote and belated repercussions of Central-Asiatic events as took place within the view of the classic world are but dimly shown to us in cursory, contradictory, and often unreliable sources.

To be sure, new archaeological and philological material has been piling up in the last two or three scores of years, which has been used in a number of valuable studies. But, little of such evidence is specific enough to contribute to the revision of the histories of individual tribes. It is clear, nevertheless, that non-Germanic steppe peoples and cultures must have had a deep influence on many groups which were denominated German by a bygone generation of historians and philologists.[2]

[2] Cf. Bernnard Salin, Die altgermanische Thierornamentik (Stockholm, 1904); Ellis H. Minns, Scythians and Greeks (Cambridge, 1913); M. I. Rostovtzeff, Iranians and Greeks in South Russia (Oxford, 1922); J. M. de Groot, Die Westlande Chinas (Berlin, 1926); A. A. Vasiliev, The Goths in the Crimea (Cambridge, Mass., 1936); Frederick J. Teggart, Rome and China (Berkeley. 1939), with bibliography.

Two chief difficulties are encountered by anyone attempting to use the Asiatic materials which throw light upon the history of the great migrations. In the first place, despite the archaeological and philological discovery of Asia, no one has yet appeared to draw together from the one hand the learning of Ural-Altaic philology and archaeology and from the other the written documents and monuments, the epics, sagas, and even the modern folklore, of the West. Moreover, the affinities of the varied Asiatic peoples are still uncertain. It is still unclear whether the earliest Turks were ethnically more akin to the “Mongoloid” or to the “Caucasic” stocks (although the Turkish speech has always been Altaic), and whether the leading tribe of the Hunnic conglomerate was Turkic or Mongolic. Even the identifications of the Hunni with the Hiung-nu and of the Avars with the Yuan-yuan are not definitely proved. We do perceive that all these tribes were so thoroughly commingled by intermarriage, migration, and conquest that we can scarcely speak of clear-cut ethnic border lines. At the most, we can speak of linguistic groups, as far as the Asiatic evidence goes.

When we turn to the Western source materials, we find that a rich secondary literature has already been created from such evidence alone.[3] But, it is a noticeable characteristic of most of it that the history of every group of invaders of the Western Empire―except for the Huns, the Avars, the Alans, and a few such tribes―is reconstructed on the assumption that each such group was Germanic. This assumption is maintained not only when the weight of philology and contemporary statement support it, but when neither does, a phenomenon which is apparently a consequence of the fact that when the pioneering research in the field was undertaken―to organize and to bridge the great gaps in the surviving Western sources―it was almost exclusively promoted by Germans. The eager nationalism of the rising German Reich turned their attention to the task in the first place; the picture of the migrations which emerged from their studies quite justified the zeal of their retrospective patriotism.

[3] The basic general works are those of Eduard Wietersheim, Geschichte der Völkerwandertung (2d ed., Felix Dahn, Leipzig, 1880–81) and Ludwig Schmidt, Allgemeine Geschichte der germanischen Völker (München-Berlin, 1909) and Geschichte der deutschen Stämme bis zum Ausgange der Völkerwanderung (Berlin, 1910–18); also Alfons Dopsch, Wirtschaftliche und soziale Grundlagen der europäischen Kulturentwicklung (2d ed., Wien, 1923–24); Torsten E. Karsten, Les anciens Germains (Paris, 1931); N. Aberg, Nordische Ornamentik in vorgeschichtlicher Zeit (Leipzig, 1931), with bibliography.

Whatever may have been the state of information two generations ago to support their assumption that the solution for doubts should be sought in a “Germanic" direction, consideration of the import of the new materials from Asia suggests that a wider horizon should now surround the interpretation of even the well-picked-over Western sources. Perhaps, on re-examination these sources can be better fitted into those from South Russia and Central Asia and can even provide clues to steppe history itself.

With such ideas in mind, may we try some modest “chunk of history,” giving it revisionist treatment, in a sort of experiment designed to test the possibilities of a “Hunnic” rather than a “Germanic” approach? Despite our weakness in Ural-Altaic and Scytho-Sarmatian materials, it does seem to us worth essaying, in connection with King Odoacer and the whirlpool of peoples in which he made his career.[4]

[4] We are particularly indebted to Professors Sidney Fish, Ernst Herzfeld, Karl Menges, and Martin Sprengling, and to Dr. Orkhan Yirmibesh for their valuable suggestions, without which this paper could not have been written. It goes without saying that they cannot be responsible for the judgments expressed in it.

For the purpose, we find in the Western sources the names of a number of key persons: Odoacer; his father, Edicon; his son, Thelan or Oklan; his brother, Hunoulphus. Bits of the careers of each are revealed. With their names were associated the tribes or groups of the Torcilingi, Sciri, Heruli, and Rogians, or Rugians, concerning whose histories there are also fragments of information. For philological work, there are these and some other names.[5]

[5] Jordanes, M.G.H., Auct. Ant., V, Get., 70, IX. See appendix to this essay, p. 51 below.

The Torcilingi (some manuscripts carry the spelling “Turcilingi”) are to us little more than a name. They appear in the extant sources only twice.[6] In the Historia Miscella of Landulphus Sagax, they are listed with those nations, which under Attila’s command took part in the battle of Châlons. The statement is unconfirmed by other sources. While the Historia is itself a late and unreliable chronicle, it includes some materials from earlier and better sources, which have not come down to us. In the list of Landulphus, the Torcilingi appear jointly with the Sciri.[7]

[6] Kaspar Zeuss, Die Deutschen und die Nachbarstämme (München, 1837), pp. 155, 189, suggested that the Ῥοντίκλειοι mentioned by Ptolemy, II, ıı, 7, were the Torcilingi. This was accepted by Karl V. Müllenhoff, Deutsche Altertumskunde (Berlin, 1870-1900), III, 319, and IV, 494. But, most scholars have rejected this identification, which entails an amazing number of metatheses in order to build a Germanic etymology. Even the acceptance of this dubious proposal would not affect the thesis of this paper.
[7] On the passage of the Historia Miscella, cf. Wietersheim, II, 245. See also Sidonius Apollinaris, Carmina, VII, 321.


The Torcilingi are mentioned the other time in the account of―once more, jointly with the Sciri―as forming the core of the tribes or mercenary bands of which Odoacer was the leader when he deposed Romulus Augustulus. Jordanes refers to the Torcilingi three times, but only and always in connection with a single event: Odoacer’s seizing of power over Italy. After that, we hear no more of the Torcilingi, not even in connection with Odoacer’s later career.[8] Furthermore, Jordanes is the only first-hand source calling Odoacer king of the Torcilingi; most often Odoacer is called king of the Sciri or a Scirian.[9] Neither Landulphus nor Jordanes supplies a scrap of information as to the race, language, mode of life, origins, or earlier whereabouts of the Torcilingi.

[8] Jordanes, Get., 120, XLVI; 133, LVII, and Rom., 44. In Paul Diac., M.G.H., Auct. Ant., 11, Hist. Rom., XV, 8, and elsewhere, the name of the Torcilingi appears, but the source in such later references is evidently Jordanes.
[9] See A. Nagl, “Odovacar,” Pauly-Wissowa, Real-Enzykl. (1888 ff.); Moritz Schoenfeld, Wörterbuch der altgermanischen Personen- und Völkernamen (Heidelberg, 1911), s. v. One Byzantine writer, Theophanes (ed. de Boor, 1883), I, u9, 122, says that Odoacer was a Goth, but the source is late and is contradicted by all the earlier writers.


Nevertheless, the German scholars of the nineteenth century built up a pedigree and a Lebensraum for these obscure “ancestors.” Since the Torcilingi were mentioned (in the fifth century) in company with the Sciri, it was deduced that the two peoples had been neighbors and kinsmen in the first century. Or, they were supposed to have been the royal clan of the Sciri, which is not far from our own conjecture, as will be shown below. Some scholars, leaving behind the caution of those who first worked over the sources, found for the Torcilingi an early home on both sides of the Oder, with the Sciri on the east, the Vandals on the left, and the Rugians on the north.[10] So surrounded, the Sciri and Torcilingi then became lesser twigs of the great Gothonic trce.[11] As a last step, historical dictionaries of Germanic names came to list Torcilingi among the rest, even though a question mark had to be put in place of the etymology, which no efforts had been able to produce.

[10] Ilesides Schoenfeld, s.v. “Thorcilingi” and p. 289, see Schmidt, Allgem. Gesch., p. 135, and id., Gesch., I, 349-50; Gudmund Schütte, Our Forefathers, the Gothonic Nations (Cambridge, 1929), II, 29; G. Romano, Le dominazioni barbariche in Italia (Milan, 1909), p. 46, etc. R. Much, s.v. “Turcilingi,” Pauly-Wissowa, Real-Enzykl., and Deutsche Stammeskunde (Berlin-Leipzig, 1920), pp. 125-26, gets rid of all problems by assuming that the term is just another name for Sciri. Especially, cf. Müllenhoff, as cited in note 6 above.
[11] The end product of a century of scholarship with a “Germanic bent” is perhaps this quotation from Schutte, II, 29, “No ancient historian or law codex states that there existed a special (Gothonic) branch embracing Rugians, Sciri, and Torci!ingi. These tribes may be called supernumerary members of the East Gothonic sub-group... Owing to occasional co-operation at certain times, they may most conveniently be considered under a common heading.” There is, however, nothing to criticize in the conscientious scientific work which goes with these assumptions.


As far as etymologies go, however, it is not difficult at all to suggest them, if the starting assumption be that the Torcilingi were some sort of Turks. An early Turkish form Türk-lük, “Turkdom,” might be postulated. Or, the root Turk, designating Turks both in early and in modern times, might have been “bedeutsched” in barbarian circles, by process of analogy, through the addition of the suffix -ing or -ling, as in Karling, Merowing, Sikling, Knythling, for descendants of Karl, Merovech, Sigehere, and Knut. Or, the same suffix might have been added to the Turkish personal name Toghril, Toghrul, or Togrul, of which we have samples from the eleventh century on, and which was borne, inter alios, by the founder of the Seljuk empire.[12]

[12] Kar-luk is probably a far-fetched analogy; its etymology is not established; Togrul seems a fairly plausible root, with a little metathesis. There is the Petcheneg princely name, Turak, cf. Gyula Nemeth, Inschriften des Schatzes von Nagy-Szent-Miklós (Budapest-Leipzig, 1932), pp. 30-31.

These have been simply offered as possibilities; there may be better. The first to suggest that the Torcilingi were Turks was Cesare Balbo. The Italian historian knew no Turkish but had no particular urge―as had the Dahns and Grimms―to aggrandize the German peoples; he wrote, “Of the Torcilingi one would say, judging from their name, that they were Turks.” The French orientalist, Edouard Blochet, holds for Türk-lük, in remarks buried in an essay where a medievalist would hardly look for them. Besides, the essay for good reasons enjoys little credit among orientalists.[13]

[13] C. Balbo, Sommario della storia d’ltalia, IV, chap. v; E. Blochet, “Les noms des Turks dans le chapître x de la Génèse,” Revue de l’Orient Chrétien, XXVIII (1931-32), 412 ff.

The Sciri are more frequently heard of than the Torcilingi, although notices are cursory and indefinite. Pliny the Elder, in a passage which is outstandingly unspecific, even for that vague section of his dealing with the misty Baltic regions, mentions an Aeningia, off somewhere north or east. Perhaps giving notice of Aeningia’s inhabitants, or perhaps just mentioning something else he had heard about the general region, he then writes of Sarmatians, Venedae, Sciri (or maybe the original text of Pliny carried Ciri or Cyri), and Hirri. The latter two, for all the text reveals, may have been subgroups of the Venedae, or the memory of some rhyme scheme.

After having finished this vague section, Pliny turns with manifestly increased confidence to a discussion of the Germans; he does not include the Sciri, nor any group with a similar name, in his catalogue of Germans. Neither Caesar nor Tacitus had heard of Sciri.

At some time after 300 B.C. (or after 200 B.C., or even a good deal later than that again, for all the certainty we have), “Galatae and Sciri” tried unsuccessfully to capture Olbia, a Greek city on the northwestern coast of the Black Sea. That is all the Protogenes inscription has to say about the Sciri.[14] Since Greek was vague in its use of the term Galatae, the latter may have been true Kelts, in which case all we know is that the Olbians excluded the Sciri from that category; or the term may have covered both Germans and Kelts, in which case we conclude that some Greeks thought that the Sciri were neither.

[14] Minns prints the text in his appendixes. Rostovtzeff holds for an early date (say, early third century, B.C). But for other comments, with basic edition of the text: Corpus lnscriptionum Graecarum, 2058.

Following the time of Pliny, there is silence concerning the Sciri for three hundred years. About 381 and again in 408 A.D., they were combined with Carpi, Sarmatians, and Huns in affrays along the lower Danube. First they tried, with Carpi, to push across the river; the second time they tried with Huns. Indeed, the second time the Hunnic khagan, Uldes or Uldin, was apparently their sovereign. On each occasion they met with military disaster, and many Sciri were sold or settled as peasants in eastern Roman territory.

Those Sciri who remained north of the river apparently fell under the rule of Attila the Hun; as we have seen, they were reported to have been with him at Châlons. After the death of the Great Hun, the Sciri appear as the bitterest foes of the Ostrogoths, who had led in the coalition against the heirs of Attila. The Scirian leaders, Edica or Edicon, and his son, Hunoulphus, began an all-out war against the Ostrogoths. In the opening clashes, the Ostrogothic king, Valamir, father of Theodoric the Great, lost his life; but shortly after, the Sciri met with crushing defeat near the Bolia river (468 A.D.), and Edicon himself apparently found death in the battle. Hunoulphus escaped with a following to Constantinople, where he rebuilt his power as a condottiere in the imperial service.

Soon after the Scirian disaster, Odoacer, another son of Edicon, began a career quite parallel to that of Hunoulphus, but under Ricimer, in Italy. The latter used him in the struggle against Emperor Anthemius (472). Four years later, the uprising of the barbarian mercenaries against Orestes and his son, Romulus Augustulus, gave Odoacer and his Sciri and Torcilingi and their associates, the rule of Italy. It is very likely that Odoacer set in motion his plotting in agreement with Hunoulphus, who was just at that moment at the height of his influence at the eastern court. Some years later, Hunoulphus, fallen into disgrace with Emperor Zeno, joined Odoacer in Italy, with a small bodyguard. Thus, both remnants of the Scirian group, scattered after the battle of the Bolia, were joined again, about 486.

But in 488 the last days of the Sciri began: Theodoric the Great, followed by the Ostrogothic people and a train of lesser groups, and backed in the enterprise by Zeno, descended upon Italy. After long and bloody fighting, Odoacer was defeated and then treacherously murdered (March 15, 493).[15] The nearest relatives of Odoacer were killed at once upon Theodoric’s orders; many of his followers were killed by mobs. After that, like the Torcilingi, the Sciri disappear, save a few simple peasants of the name, left in the Balkans and known to Jordanes.[16]

[15] Anon. Vales. On the epos which pictured Odoacer as the betrayer, not the betrayed, cf. Schmidt, Gesch., I, 163; Schütte, II, 35.
[16] Sources and bibliography on the Sciri are listed in Schmidt, Gesch., I, 350 ff.; Schütte, II, 30 ff.; K. Kretschmer, “Sciri,” Pauly-Wissowa, Real-Enzykl.


One possibility remains, though the evidence is insecure, that some sort of Sciri yet survived. Jordancs’ list of the peoples who remained faithful to Attila’s son, Dengesich, includes Ultzinzures, Bittugures, Bardores, and Angisciri, who―according to the writer in Pauly-Wissowa, s.v. “Hunni”―“cvidently bear Turkish-Hunnic names.”[17]

[17] Jordanes, Get., 128, LIII. The words in quotation marks are from Kiessling, “Hunni,” Pauly-Wissowa, Rea!-Enzykl.

Now, as sketched above, the Sciri were found, in the nineteenth century, to be an old Gothonic group, indeed, the first of them all to have raided the classic peoples in Gothonic style (on the strength of the Olbia inscription). But there is absolutely nothing that hints that any contemporary author thought of them as Germanic.[18] German philologists have found significance in the name, however, by adding an r to the root ski, “to shine” or “to glow.” One scholar, endorsing this etymology, wonders whether the Sciri were “shining” because of their illustriousness (as in the Latin clari, splendidi), or because of their innocence (as in candidi, sinceri), or because of racial purity (reinen, unvermischten). A Danish scholar has no doubt: the Sciri were “the pure ones.”[19]

[18] Save for Procopius, who once calls them Goths (De Bello Goth., book I, 1). But the ethnological inaccuracy of that particular passage makes it worthless; he lumps together as Gothic the Alans (who certainly were not Germans, but Iranians), and the Sciri.
[19] R. Much, “Skiren,” Real-Lexikon der germanischen Altertumskunde. Schütte, II, 29, adds, “The Sciri belong to a series of (Gothonic) tribes with names of the short type.” Incidentally―and this accounts for so unusual a classification―he works out a theory which is developed in various ways in his studies, to the effect that short names were the original Germanic type but that longer compound names spread from Ostrogothic beginnings starting about the time when the Huns came to dominate. He does not connect the two phenomena. One might suggest that the longer compound names follow polysyllabic Iranian patterns as well as resembling the “word-built” pattern of Turkic names. Cf. especially Schütte, I, 187 ff.


By way of suggestion, it can be mentioned that a very common word in modern Persian and in Pahlavī, shīr, might be considered. The word has two quite different meanings: “milk” and “lion.” Steppe peoples rely and have relied upon milk; but “lion” has always been an attractive name to peoples. In old Persian, shīr in the sense of “lion” would have been shagr, and the fall of the g may have taken place quite early;[20] it can be conjectured that the name among the Scytho-Sarmatians was similar. But if there was any substance under Pliny’s text, his Sciri lived in lands now postulated to have been the ancestral homes of Baltic or Slavic tribes, or even of Finns. Perhaps etymologizing with those languages should be attempted.

[20] Cf., for instance, E. S. D. Bharucha, Pahlavī-Pāzend-English Glossary, p. 245.

Sciri and Torcilingi are said to have formed the main element among the mercenaries who revolted against Romulus Augustulus and hailed Odoacer as rex gentium. Long before Odoacer reached this position, his father and brother had been leaders of the Sciri. However, most of the sources also mention that Heruls and Rugians, or Rogians, were included in the following of Odoacer in 476. There is no need for the Heruls to have been related by blood or speech to the others; Sarmatic Alans joined up with Germanic Vandals, Germanic Lombards made common cause with Mongolic (?) Avars against Germanic (?) Gepids, and so on.

It may be granted that the Heruls apparently were Germanic despite the fact that most of the personal names of their leaders baffie German philologists.[21] In any case, only a fraction of the Heruli could have been included in the mixed bands which followed the fleeting fortune of Odoacer. An independent kingdom of the Heruls, back in Europe's interior, is often mentioned long after Odoacer’s fall, and various leaders of Herul troops fought over Europe and the Near East and Africa, for their own accounts or in Byzantine service. The Heruls are variously depicted by Greek and Roman observers as daring seamen, as excellent cavalrymen, or as fierce, naked warriors fighting exclusively afoot! They remind one of the Northmen-Danes-Varangians-Rōs-Normans of the eighth to the twelfth centuries. They apparently migrate through other peoples, they adapt themselves and their fighting techniques to the most various circumstances, they pick up outlandish names―and maybe womenfolk and speech?―they serve bravely for pay, and they found kingdoms which vanish again.[22]

[21] We find among the Heruls an Ochus, which appears Iranian; an Aordus which appears to be based on the name of the Sarmatian Aorsi; and even a Verus, which is quite Roman. Names which “sound” perhaps Dacian were Andonnoballus, Datius, Faras, Alvith, for which neither Försternann nor Schoenfeld offers a Germanic etymology or can offer one only on the supposition that Greek sources misspelled the name. Only Halaricus, Rodvulf, and Fulcaris yield results to Germanic etymology.
[22] Sources and bibliography in Schmidt, Gesch., I, 333 ff; Karsten, pp. 75–76; Rappaport, “Heruli,” Pauly-Wissowa, Real-Enzykl. Several classic and postclassic writers mention the Heruls as “Scythians,” but save that it implied the author thought they lived the nomad life, the term, of course, had no classificatory significance.


The Rugians, or Rogians, counted by Jordanes among the peoples of Odoacer, were probably Germanic, if they were the same Rugians whose king Odoacer killed and whose kingdom he destroyed. Two branches of one folk often fought; there were the bitter struggles between the Ostrogoths of Theodoric Strabo and the Ostrogoths of Theodoric the Great; there were the Frankish civil wars of the Merovingians and Carolingians; the Norse leaders fought each other, and so on. But it really is strange―and has puzzled all scholars who have touched the problem―why no source hinted that a king hailed by at least some Rugians as their leader should throughout his reign have been the Rugians’ enemy.[23] The sources carefully mention that when Theodoric marched against Odoacer, one of the farmer’s roles was to pose as avenger of the Rugian king Odoacer had executed. Earlier, when Odoacer destroyed the Rugian kingdom, he resettled in Italy a number of Romans from those lands above the Brenner Pass, but he was content simply to wreck the power of the Rugians, without trying to become their king. In no case, in other words, did Odoacer behave as we should expect a Rugian princeling to have behaved, nor is there contemporary comment on such conduct of his.

[23] Paul. Diac. Hist. Lang., I, 19, tried in a curious way to explain why Odoacer, whom Jordanes had called Rogus or king of the Rogians, should have waged war against the Rugians. The Lombard historian built up the assumption that while Odoacer ruled part of the people, the rest were his enemies. Cf. Schmidt, Gesch., I, 325 ff.

It is necessary to note that our source which connects Odoacer with some sort of Rugian (?) following does not―precisely in that passage―spell the tribal name as any other author spells it, or as he (this is Jordanes) himself spells the name when writing about the enemy Rugians whom Odoacer destroyed. In the latter case he spells with a u; Odoacer’s enemies were Rugians. In the former case he uses an o; Odoacer was a Rogian or had Rogians in his train.

Jordanes had occasion in three different passages to refer to the events which brought Odoacer to power. Once he does not mention any “Rogian” follower: “Torcilingorum rex habens secum Sciros, Herulos.” In another passage he says: “Odoacer, genere Rogus, Thorcilingorum Scirorum Herulorum turbas munitus...” In this second case, it appears that Rogus is not a tribal name, but a family name, showing descent from some real or mythic Rogus. The third passage might go to show that the name did refer to a tribe: “sub regis Thorcilingorum Rogorumque tyrannide ...” Here, however, the Sciri and the Heruls are forgotten, as though they were secondary in describing Odoacer’s real status. Putting these statements in at least one logical sequence, it appears that Odoacer was the Torcilingi-king, of the stock of Rogus, with Sciri and Herul followers.[24]

[24] Jordanes, Rom., 44; Get., 133, LVII.

The evidence strongly hints that Odoacer's Rogian connection did not tie him with the tribe of Rugians, but that instead it linked him with the family of some Rogus. Among the Huns only do we find this name, and when we find it, it belongs to a man well worthy to give it to his line. One of the three brothers who ruled the Huns before Attila was Rogas or Ruga or Rugila (as the different sources, including Jordanes, variously call him). The other brothers were Octar or Otcar, and Mundiukh or Mundzuch―the latter Attila’s father.

German tribes and families often sprang, or thought they sprang, from some noted leader, but among the Turks and Mongols the same thing was true. We have the Ottoman Turks, the Seljuk Turks, the Chagatai Mongols, and the Nogai Tatars, to mention only a few.[25] It is quite possible that Odoacer’s Torcilingi, or at least their royal clan, were thought of as derived from Attila’s uncle, Rogas the Hun-king.[26]

[25] Some of these eponymic heroes were probably legendary; the existence of a Seljuk is doubted (cf. E. Rossi, “Turchi,” Encicl. Ital., with bibliography). But Othman, Chagathai, and Nogai were historical.
[26] This is also the opinion of B!ochet, loc. cit. Jordanes, Get., 88, XXIII, mentions “Rogas” beside the Finns, Aestii, Slavs, and Eruli, subjugated by the Ostrogothic king, Ermanaric, about 350 A.D. Nobody has been able, so far, to explain this passage; neither can we, unless it reflects some tradition that Rogas and his kin had been forced for some time to accept some sort of overlordship by Ermanaric. This would be our only evidence for such a fact. Cf. Get., 105, XXXV.


What was the nation of the leader of those Torcilingi, Sciri, and Rogians? “Genere Ragus,” says Jordanes, and as we have seen, a Rogas was one of Attila’s uncles. Octar or Otcar are names given the other, and there is no paleographic reason to prefer either of those forms, unless further evidence should tip the balance. As a matter of fact, such evidence is available.

There is a fragment of a Greek chronicler, quoted by a later grammarian, which presents us with a Hunnic name more or less halfway between an Otcar and an Odoacer: “Odigar, the supreme ruler of the Huns, died.” These are the only extant words from that source. We have no means to locate the quotation as to time or place. Whether the personage in question was Attila’s uncle, or still another Hun-king, his name certainly approaches that of Odoacer.[27] Odoacer’s own name evidently could not be pronounced by Roman mouths without some kind of alteration.[28]

[27] Menander Protector (Fragm. Hist. Graec, IV), p. 269.
[28] Cf. Ratchis-Radagaisus, Karl-Carolus, etc. In Latin the name Odoacer is often spelled Odovacer, with a v which is never indicated in Greek.


Like Torcilingi, Odoacer is one of the names included in the onomastic dictionaries of the German tongues and like the former, it appears with a question mark in place of an etymology. But Turkish offers at least two promising choices: If we regard this name as an adaptation of Ot-toghar, it may mean either “grass-born” or “fire-born.” And a shorter name, Ot-ghar, which is closer to Otcar, might be translated by “herder.”[29] If Ratchis could become Radagaisus, why could Ot-toghar or Ot-ghar not have become Odoacer or Odovacer?[30]

[29] al-Kāshgharī, A Dictionary of the Turco-Tataric Languages (Constantinople, 1915–17). s. v. There is also the Kalmuk wnrd oduaki (“the present one”; Ramstedt, Kalmückisches Wörterbuch, Helsinki, 1935), if the addition of an r could be explained in some way. The form ODOVAC is found on Odoacer’s coins.
[30] Curiously enough, the name of Odoacer has its historical revival in non-German groups, though its use by them has been taken to indicate that they were thereby manifesting surrender to German influence. The Přemysl Ottakar, crowned king of Bohemia in 1198, may have been showing in his name the vestiges of old Avar or Magyar relations with the Czechish nobility. It is closer to Ot-togar than to Odoacer itself.


In addition to Otcar and Odigar and Odoacer, there was still “another” of like name, who had a career as an unlucky free lance around Angers in the 450’s and 460’s.[31] In our unique source for this leader, written a century after the events by Gregory of Tours, we find this Adovacrius or Odovacrius heading a “Saxon” band. He and his men took part in a chaotic struggle for control of the Loire region, between the battle of Châlons (451) and the consolidation of Visigothic authority in the region, by Euric (466–484).

[31] While in the following section of our paper we develop the thesis that the “Adovacrius” of the Loire region in the 450’s was the same as Italy’s Odoacer, it should be noted that the major thesis of this study—that the latter was a royal Hun—does not depend upon this subsidiary point.

Since Gregory is the only chronicler who mentions this “Saxon” (?) it is worth while to analyze his story, unfortunately very confused.[32] According to the historian of the Merovingians, “Adovacrius” went to Angers “cum Saxonibus,” sometime after the battle of Châlons.[33] Childeric I, king of the Salian Franks (and father of Clovis; hence Gregory’s interest in this business), intervened in the same area. Paul, a Roman count who had first beaten off the Visigoths in the district with the help of the Franks, was killed in a new affray―apparently in a joint onslaught of Childeric and “Adovacrius” against him. The winners seem to have quarreled immediately after the death of Paul. Many of the “Saxons” had been killed in the battle with Paul’s Romans; then “their islands” (whose?) were captured by the Franks. Finally, in his last sentence in this account, Gregory made an astonishing leap, certainly through space and likely through time: “Odovacrius” (no longer “Adovacrius") came to an agreement of foedus with Childeric, concerning matters far off on the other side of Gaul. They jointly “subjugated those Alamans who had invaded part of Italy.” Here Odovacrius is no longer connected with a “Saxon” band.

[32] Greg. Turon., Hist. Franc., M.G.H., SS. Rer. Merov., I, 83, 18, and 19.
[33] The phrase “cum Saxonibus” is reminiscent of the one Jordanes used when describing Odoacer’s seizure of power: “habens secum Sciros ...” In both passages the authors appear to be indicating that while the leader was of one breed, the troops were of another, as a modern historian would imply if he wrote, “Lawrence, with his desert Arabs.”


It seems well established that Gregory of Tours took this detailed information about Angers from a municipal compilation which has not come down to us, the Annales Angevini.[34] His condensed and unclear account is apparently an extract or a direct copy of those lost Annales, except for the agreement of “Odovacrius” in the last sentence. This combination of Childeric and “Odovacrius” for joint business touching Italy hardly grows out of their squabbles at Angers. For his last fact Gregory could have drawn on the text or the extract of the text of some foedus between Childcric and the Italian Odoacer, after the latter had risen to power.

[34] Cf. Wilhelm Junghans, Histoire critique des règnes de Childerich, et de Chlodovech (Paris, 1879), pp. 12 ff.; Godefroid Kurth, Etudes franques (Paris-Bruxelles, 1919), II, 214 ff.

This last supposition jibes with other material we have on the basic foreign policy of the successor of Romulus Augustulus; this policy apparently aimed at securing the flanks of Italy by a chain of treaties with the barbarian rulers of Gaul and Africa, and at securing wherever possible direct control over all territories included in the Italian prefecture. We know that in this last connection, he reconquered Dalmatia from the murderers of Julius Nepos, and that he destroyed the Rugian kingdom in Noricum. When he could not retain lands above the Alps, he aided their Roman inhabitants to withdraw into Italy proper. As to his western neighbors, we have long had evidence of treaties made early in his reign with Visigoths, Burgundians, and Vandals. Gregory of Tours appears in this muddled passage to complete the chain by revealing a pact made around the same time (Childeric died about 480) by which the Franks of Childeric helped him restrain the Alamanni in the Rhaetian parts of the Italian Prefecture.[35] (No other source reveals evidence of Alamannic invasion of Italy proper, south of the Alps, at this time.)

[35] On the foreign policy of Odoacer, cf. especially Ferdinando Gabotto, Storia dell’ Italia occidentale (Pinerolo, 1911), I; Ludwig M Hartmann, Geschichte ltaliens im Mittelalter (Stuttgart-Gotha, 1923), I; Luigi Salvatorelli, L’ltalia dalle invasioni barbariche al secolo XI (Milano, 1939), pp. 70 ff.; G. B. Picotti, “Sulle relazioni fra re Odoacre e il Senato e la Chiesa di Roma,” Rivista Storica Italiana, ser. 5, IV, 363 ff., with bibliography.

Beyond the fact that Gregory apparently had reason to fuse “Adovacrius” with “Odovacrius” and our deduction that the latter was Italy’s Odoacer, there are general reasons for identifying “Adovacrius” of Angers with the same ruler. Just before the Angers incidents began, Sciri and, probably, “Torcilingi” had been in Gaul with Attila; after the latter’s withdrawal, northern and central Gaul were in confusion and there was no reason why petty leaders of all sorts should not try there to make their fortunes. If Sciri were there under Odoacer, that explains why he is not mentioned in connection with the war his father and brother waged against the Ostrogoths; it also explains why, about four years after his kinsmen had met crushing defeat in central Europe, he had sufficient followers to cause Ricimer to enlist him for Italian enterprises.

But Gregory calls Adovacrius’ followers “Saxons,” not Sciri.[36] The fact that this is the unique reference to Saxons in the region, for a long time after, bears no weight; scraps of peoples strayed far in those days and it cannot be held that Sciri wandered but denied that Saxons could. Besides, the Saxons then were great pirates and the region was open to penetration from seas they roamed. However, it can be pointed out that palaeographically the confusion of Sciri and Saxones, either by Gregory in reading his own source or by a copyist working on an early text of Gregory’s history, is quite reasonable. The Saxons lasted on; long before the time of Gregory himself the Scirian name had disappeared. And Gregory was not a particularly erudite man.[37]

[36] While Sciri were at Châlons, these passages in Gregory are the only notice we have of Saxons in those parts where this “Adovacrius” operated, for centuries before and after Gregory’s day.
[37] Confusions of the CI letter group with an A, and of R with X, are far from impossible in the script of the time, while IR could also be confused with IBUS.


Pretty good cases can be made out then, for theories that in the period of the migrations two or at most three Odoacers flourished: Otcar, uncle of Attila the Hun; Odigar, “thc supreme ruler of the Huns,” who was probably the same man; and Odoacer, leader of Torcilingi and Sciri, who tried fırst in Gaul and then succeeded in Italy.

Of Edicon, Odoacer’s father, we do not hear before the death of Attila; by that time, however, he would have been at least in middle age, for his son Hunoulphus shared leadership with him (and, if the suggestions in the preceding section be accepted, his other son was a leader at the same time in Gaul).[38]

[38] Odoacer was about sixty in 493 (cf. Nagl, loc. cit.).

Only a few years before (448), we read of an Edica or Edicon who was a very high official under Attila. The Hunnic ruler sent this man to Constantinople as ambassador to Theodosius II, along with a noble Roman, Orestes, who probably acted as interpreter and liaison officer. Priscus, the Greek who tells of this legation, fırst calls this Edicon a “Scythian,” which was the archaistic name often used in that day for steppe nomads of Southeastern Europe and Central Asia.[39] However, Priscus goes on to relate that the emperor invited Edicon to a state banquet but did not extend the invitation to Orestes. When the latter complained, courtiers told him that he could not expect the same treatment as Edicon, “a Hun by race, excellent in fight.” Now, though Priscus would have meant “Scythian” to be taken as a literary term, he would not have used “Hun” for anyone not a Hun; in his day “Hun” meant Hun (only later did it extend to mean peoples like Avars and Magyars, when it became in its turn an archaistic term), and Priscus, of all Greeks in his day, knew the Huns.

[39] Priscus, fragments 7 and 8; see especially pp. 76–83 and 95.

A bit later, Orestes seems to have persuaded his noble Hun to plot the poisoning of Attila. Edicon, however, made no move to effect that project; indeed, he revealed the plot to Attila, who forgave him. Orestes abandoned the Hunnic court.

We need scarcely recall that many years later, Orestes made his own son Emperor of the West, through a new betrayal of his new lord, Julius Nepos. Then Odoacer, son of an Edicon, put Orestes to death and sent into retirement the son of Orestes, Romulus Augustulus.

As for Edicon, the “Hun by race” who was so high in Attila’s service, we do not hear of him after the return of his mission to Constantinople. But within a few years we find Edicon the “Scirian,” father of Odoacer and Hunoulphus, leading a bitter attack upon the Ostrogoths who had betrayed their allegiance to the heirs of Attila. While there is no positive proof that the two Edicons are identical, nothing seems more probable. It is more or less taken for granted by all who have touched the problem. If so, Odoacer was the son of a “Hun by race, excellent in fight.”[40]

[40] Approving the identification of the Edicons are, among others, Wietersheim-Dahn, Förstemann, Hodgkin, Bury, Nagl. Only A. Juris, “Über das Reich des Odovakar,” Gymnasium Program (Kreuznach, ı883) is definitely against the identification because of Priscus’ statement that Edicon was a Scythian. He gives no other reason. The French historiographer of the seventeenth ccntury, Henri de Valois (Valesius), recognized Edicon, who was a Hun (Priscus), as Odovacar’s father; and in the eighteenth century Tillemont agreed with this opinion. Le Nain de Tillemont, Histoire des empereurs et des autres princes qui ont regné durant les six premiers siècles (Brussels, 1740), VI, 178–79.

The name Edicon is not found among early Germanic peoples; Germanic philologists have been unable to find an etymology for it. But there was a Mongolic Edgü among the chieftains of the Golden Horde, as late as the thirteenth century.[41] There is a “good” etymology in the Ural-Altaic linguistic group; in fact, ädgü in Turkish means “good.”[42]

[41] Edgü-Timur was a lieutenant of Ogotai in 1239, cf. B. Spuler, Die Mongolen in Iran (Leipzig. 1939), pp. 39, 383, with sources.
[42] Etymology suggested by Blochet.


Odoacer’s son is called by two different names in our sources: Thelan and Oklan.[43] This would seem to hint that one or the other was a title or a nickname; neither has a satisfactory Germanic etymology.

[43] On the spellings of Thelan-Oklan, cf. Schoenfeld, s. v. Thc best source, Joh. Antioch., fragment 214a, spells Ὀκλάν. One is reminded of the words Infanta and Junker, grown into titles.

Thelan resembles the name borne by the khagan of the eastern Turks, Tulan, who reigned from 587 to 600 A.D.

Oklan resembles closely the Turkish-Tatar word oghlan, “youth,” which in modern times came through into German as uhlan, the name for lancers of “tartar” type. If this etymology be accepted, then the young man was named Thelan and he was also called familiarly or even by title, “The Youth.”

The name of Odoacer’s brother, Hunoulphus, is formed of two elements which often recur in the names of early Germans: hun and wulf. The latter word is self-translating, but the meaning of hun has not been agreed upon by philologists. However, the best and most generally accepted of all guesses so far offered is just “Hun.” The early barbarians, impressed by the might of the Huns, seem to have begun giving the name to their offspring well before Attila’s glory won him the highest seat in their Valhalla.[44] Thus, the son of the famous Vandal-Alan king, Gaiseric, was named Hunneric: “king of the Huns” or “Hun-king.” And the son of thc renowned Ostrogoth, Ermanaric, was named or nicknamed Hunimund: “under the mund (or suzerainty) of the Huns”; actually he did reign under the suzerainty of the Huns, if we may believe Jordanes respecting this period of Ostrogothic history.[45]

[44] H Ernst Förstemann, Altdeutsches Namenbuch (2d ed., Bonn, 1900–16), I, s. v.
[45] According to the vague story of Jordanes, Hunimund was succeeded, after a long interregnum, by Valamir, Theodoric’s father, who was to die fighting the Sciri. But Ammianus gives different names. He speaks of a king, Withimer, after whom the Ostrogoths were ruled in the name of the minor Witheric, by Alatheus and Safrac, two lieutenants of the Huns. The first name, probably Grecized by Ammianus, is difficult to etymologize; the otlıer seems Sarmatic(?)—at any rate, non-Germanic—like Candac, Suktak, and other names of the sort which were common in the period.


Hunoulphus, then, was the “Hunnic wolf” or “wolf of the Huns.” Why wolf? With the Germans, the frequent recurrence of the suffix wulf in personal names is an unexplained, although a noticeable phenomenon. The wolf has no favorable place (in fact, the wolf-god, Loki, has the most despised of all) in saga and folklore, and the man-wolf or werewolf is one of the most abhorred figures invented by the folk imagination. But the animal holds a most distinguished place among the Turks and Huns. The legends of the Hiung-nu, as related by the ancient Chinese historians, made the whole people stem from a princess Hiung-nu and a wolf. Likewise, the early Turks–not unlike the Romans–maintained that their khagan was the offspring of a she-wolf. Here is what a Chinese historian writes about the T’u-kiüe (Turks), as early as 58ı A.D.: “On top of the staff of their flag, they put the golden head of a she-wolf. The barons of their rulers call themselves wolves. As they descend from wolves, they do not want to forget their origin.”

The Turkish equivalent for “wolf” is büri, böri, or börü. This word could have been an element in the name of Attila’s grandfather—the father of Otcar, Rogas, and Mundzukh—whom Jordanes calls Balamber. Hun-wulf could have been a translation of such a name, or even the translation of a title the son of Edicon, one of the noblest Huns, could rightfully bear: “baron (börü) of the Huns.” No satisfying etymology has been found for the feudal word baro or baron, in the sense of noble warrior.[46]

[46] For baro, cf. Du Cange, Glossarium Med. et Inf. Lat., s. v.; Rene Grousset, L’empire der steppes (Paris, 1938), p. 125; G. B. Picotti, “Unni,” Encicl. Ital., with bibliography. A hundred years later, the sovereign of the Western T’u-kiüe (Turks) was named Istami, yet the Greeks called him by his title, Sir-yabghu, which they rendered as Sizabul. A Hephthalite king defeated the Sassanian ruler, Peroz, in 484; the Arabo-Persian writers took the victor’s title, khshevan “king,” to be his name, rendering it Akhshunwaz.

A recapitulation of the evidence brings out these points:

While in all the secondary literature generally followed it has simply been assumed that Odoacer and his peoples were Germans, there is no scrap of source material to support such an assumption in the case of his immediate following and some evidence which goes far to indicate that they were not Germans.

Next, while we have Jordanes’ testimony that Goths often took Hunnic names, it would seem strange for any Gothonic family to use them exclusively. Here, however, we have leaders—Odoacer, and his father and his son—who bear names no Germanic philology has been able to explain but which appear to make sense in some sort of Ural-Altaic speech. There is a brother with a “Germanic” name, but half of that is Hun.[47]

[47] There is one exception, Odoacer’s wife, whose name is given as Sunigilda by Joh. Antioch. (fragment 214a). But the wife was not necessarily of the same stock as the husband. The sagas, although they often mention the name of Odoacer under different transliterations, are unfortunately of little help, because of their unhistorical commingling of quite distinct personages and peoples; there are the many ways in which Aetius the Roman and Attila the Hun were first conceived to be German heroes and then blended into one saga personality. The connection is at best tenuous, and is here pointed out with diffidence, yet we may have a like curious echo of real history in the case of Odoacer and his family. For instance, an Ottarr is said by saga genealogy to have been the grandson of Alf and the great-grandson of Ulf: a vague recall of some Hun-wulf? In Beowulf, Ohthere (Odoacer?) is the son of Ongentheow (“servant of the Huns”?— Edicon?), and the brother of Onela (Hunoulph?). On the other hand, Onela is said by a modern philologist to be the same as Anala, mythic ancestor of the Ostrogothic royal clan.

More than this, there are the coincidences (but a whole group of coincidences) which link the names of this group to those of Attila’s own kindred and to Hunnic officials at Attila’s court.

The careers of Odoacer, of his father, and of his brothers—even of his ill-fated son—were entirely consistent with those which could have been achieved by noble Huns in the generation after Attila’s death: “Torcilingorum rex, habens secum Sciri, Herulos. . .”; “a king of the Turks, having with him Sciri, Heruls. . .”

If any should question why for just this one time the name Turk should appear in our sources for the period, it can be pointed out that here clearly Jordanes was drawing upon Cassiodorus, who delighted in showing off just that kind of knowledge, and who was in a position to possess it with respect to the family of Odoacer.

Having deliberately chosen a “Hunnic” rather than the traditional “Germanic” point of view, then, here is how one can reconstruct the main developments in the “chunk of history” which was picked for the experiment:

The Sciri (originally a Baltic [?] or Sarmatic [?]—but hardly a Germanic—people) were drawn into the Hunnic political constellation around the middle of the fourth century. Their ties to the master Hunnic people were drawn tighter and tighter in the reigns of Uldin, Rogas, and Attila. Under the latter, one of his relatives of the royal clan of Rogas was leader of the Sciri, supported by a band of Torcilingi, his Turkish tribesmen. The plot of this leader, Edicon, with Orestes, was forgiven; still, Attila left at home his once-tainted kinsman when marching against Aetius, the Roman who had the best connections among the Huns and who might have tried to tamper with some of the shakiest vassals of his adversary.

Young Odoacer was with the Scirian contingent at Châlons; he remained in Gaul to profit from the disorder which followed that battle. Then Attila died, and his sons and relatives divided among themselves the empire—or rather, the tribes—over which the Hun-king had held sway. Edicon retained control of that part of the Sciri which was not in Gaul with Odoacer; he carried on Attila’s drive to rule over the peoples but his forces proved inadequate. Only a handful of his Sciri survived the defeat on the Bolia and accompanied Hunoulphus to Constantinople. Odoacer, squeezed out of Gaul between the Visigoths and the Franks, accepted service with Ricimer.[48]

[48] Two other things may be mentioned, although they are not of great apparent significance. In his coins, Odoacer is represented with a thick mustache, which may be a Turkish as well as a German adornment, and with heavy eyelids, which seems to be rather a Turkish than a German characteristic; Roman moneyers of the fifth century were usually skilled and realistic. Then, according to one chronicler, Odoacer favored the Arians; but for an orthodox Catholic writer of that century impartiality already amounted to a bias in favor of the heretics. On top of this, there is a tradition that Theodoric had Odoacer buried in a Jewish synagogue; and since the Ostrogothic king showed on another occasion his respect for the synagogue, we have no reason to think that he meant by this decision to inflict a last outrage upon the body of his enemy. lf Odoacer was a heathen, burying him in a synagogue might seem the only solution, for his body would have been out of place both in a Catholic and in an Arian church.

Appendix: A Note Upon the Etymologizing of Names From Our Western Sources for the Period of the Great Migrations

In our essay, we have suggested a number of Ural-Altaic etymologies for names mentioned in the sources for this epoch. If there had not been accumulated in the last hundred years a great mass of Germanic etymologizing on all such names, we should have taken this step more lightheartedly, for two good reasons:

1. Whatever names may earlier predominate in a human group, when it falls under the religious, political, moral, social, or cultural leadership of some other group, the personal names or the naming principles of the latter will tend to be taken up by the former, though not, of course, to the exclusion of all older names. On several of these counts Hunnic dominance of the Germanic world endured throughout the period of the migrations. One should therefore expect that “German” names, especially those in leading families which had cause to mingle with the masters in campaigns, in court life, and in nuptials, should have been both adopted and adapted from Hunnic names. Names of leaders, in turn, are just the sort our sources have preserved.

2. We do not have to rely upon deduction alone to conclude that in the epoch studied the process took place exactly in the manner stated. Jordanes writes, “. . . let no one who is ignorant cavil at the fact that the tribes of men make use of many names, even as the Romans borrow from the Macedonians. the Greeks from the Romans, the Sarmatians from the Germans, and the Goths frequently from the Huns.” (Jordanes, M.G.H., Auct. Antiq., Get., 70, IX, Mierow’s trans.)

To us it would seem that these two reasons are above challenge regarding this particular field of study. However, they are not challenged—they are simply passed over—in the whole mass of dictionaries and philological studies touching the subject. In these, the approach is overwhelmingly according to Germanic preconceptions. All name elements, clear or doubtful, are fed automatically into a complex apparatus of roots, analogies, hypothetical forms, similar terms known to have been later in use by some Germanic people somewhere, and the answer nearly always comes out at the other end: This is what the name meant—in German. The rest of the time, when the machine fails to work: A question mark!

We feel that in questioning this whole approach we are doing more than tilt at windmills. Of course, the Germanic predilection of the history of the period as constructed in the nineteenth century gives great support to the assumptions of Germanic philology; the reverse is quite as true. We nurse, as is apparent, deep reservations about at least some of the “history” but we face the “facts” of the philology and have no tools with which to dig into them except those furnished by the philology itself. Still, we are bothered by it.

As an example of the sort of thing that is met with, take the name Attila. All we have of common sense and the witness of Jordanes demand that that man’s name be considered a Hun name. Turning to the historico-philological literature, though, we find the following over-all presentation: “Since ila is a Gothic diminutive, the name is Gothonic, and its bestowal upon the baby Hun prince illustrates the rapid permeation of Gothonic culture to the highest ranks in Hunnic society. The first element in the name is ‘not so certain,’ though Gothic ata (‘lord’ or ‘father’) is probably involved.” (Gothic use of ata for “lord” or “father” looks a whole lot like the universal Turkic use of ata to mean “lord” or “father’—and as early as Ulfilas, let alone Attila.)

Then when the suffix ila turns up all through the sources as a component of names, no eye takes note that man after man who bore such a name was demonstrably a Hun, probably a Hun, or of a group which had strongly felt Hunnic power. No, the ila just goes to show the Gothonic character of those names, “since ila is a commonly used Gothonic diminutive, appearing often as an element in Gothonic names, even in those of Attila and many of his closest relatives.”

Maybe so.

Starting with hunches like ours about ila (that somewhere in it lurks a Turk term), and going through the Namenbücher, we feel that scholars familiar with the more ancient Ural-Altaic tongues might find much that would profit them and help place more exactly the Huns and their language among the Ural-Altaic groups. Old-Persian and non-Persian Iranic philologists should also examine the possibilities. Important additions to our understanding of German language history might derive from such research. At least until such studies have been made, and through them the original Germanic assumptions have been sustained, the general evidence indicates that much of the current secondary material floats upon doubts which impair its usefulness.

A few Germanic words which are considered to show traces of Asiatic influence are listed in Karsten, pages 194–97 (see footnote 3 above). There is practically no bibliography upon the subject.

28 April 2024

“The Steppe World and the Rise of the Huns” ― Étienne de la Vaissière (2015)

The text delves into the origins of the Huns and their ties to the Eurasian steppe world. It explores the significance of the Huns’ name and its association with the link to the Xiongnu empire, two nomadic groups that played pivotal roles in the political landscape of Inner and Central Asia. The text further investigates the evidence supporting the Huns’ potential migration routes. It examines the relationship between the European Huns and the Inner Asian Xiongnu, outlining the three stages of their history: the imperial Xiongnu, their northern descendants, and the subsequent groupings resulting from their migrations in Europe as well as Central Asia.

The author contends that the Huns, who entered Europe in the fourth century, identified themselves with the name “Xiongnu” as indicated in Chinese sources. The text also touches upon the misconception of three successive waves of Huns in Central Asia, providing evidence of their presence from the onset of the Hunnic invasions. Additionally, the text confirms the identification of the Chionites as Huns in both Western and Chinese accounts.

Dynastic histories, notably the Weishu, offer crucial insights into the political history of Inner Asia. The Kidarites and Hephthalites emerged as prominent nomadic dynasties in Central Asia during the 4th and 5th centuries, with the Hephthalites possibly originating as vassals of a northern power, such as the Avars. Archaeological findings, such as the distinctive bell-shaped cauldrons, suggest a north Altaic origin for the Hunnic groups that invaded Central Asia and Europe.

Moreover, the text explores the continuity of rituals and culture from the Minusinsk region to Hungary, supported by archaeological evidence and textual sources. It underscores the significance of the Altai region as the starting point for the Hunnic migration to Central Asia and the West, with climate change potentially influencing this movement.


Étienne de la Vaissière “The Steppe World and the Rise of the Huns,” in The Cambridge Companion to THE AGE OF ATTILA, 2015.

The origin of the Huns in the steppe is a topic that has occupied historians for hundreds of years. In 1776, Joseph de Guignes wrote, at the beginning of the preface to his Histoire générale des Huns, des Turcs, des Mogols, et des autres Tartares occidentaux: “I propose to present in this work the history of an almost unknown people, which at different times established powerful kingdoms in Asia, Europe, and Africa. The Huns... who originated in a country in the North of China, between the rivers Irtish and Amur, gradually took control of all of Great Tartary.” The argument of this founding father of Orientalism was based on nothing more than the similarity of the lifestyle of the European Huns, who invaded Roman Europe in the first half of the fifth century, and the nomadic Xiongnu, the chief enemy of the Qin and Han Chinese dynasties. The great nomadic empire formed by the Xiongnu in the Ordos region and Mongolia lasted from the third century BCE until the first century CE, before its ultimate defeat in Mongolia in 155 at the hands of other nomads, the Xianbei (map 2). The far eastern provenance of the Huns was also of great interest to intellectuals in the nineteenth century, who thought in terms of nation, people, bloodlines, and language. Through detailed analyses of Chinese sources, these scholars tried to find more precise parallels between the name Hun and Xiongnu. They sought to pinpoint some of their tribal names, to identify their language, and to reconstruct the trajectory of their movement from Asia to Europe. In the face of this quest for origins, the study of the Huns who established themselves on the Hungarian plain in Europe, and especially what archaeology could reveal about them, seemed less important.

In reaction to this situation, O. Maenchen-Helfen, a Sinologist with a deep knowledge of Soviet archaeology and ethnology, tried after the Second World War to change the approach of research on the Huns of Europe. He strongly criticized the philological character of previous scholarship and its emphasis on names as well as its lack of interest in archaeological realities. He sought to create a new field of Hunnic studies that was disengaged from the question of origins.[1]

[1] Otto Maenchen-Helfen, “The Legend of the Origin of the Huns,” Byzantion 17 (1945) 244–251; Maenchen-Helfen, “Pseudo-Huns,” Central Asiatic Journal 1 (1955) 101–106; Maenchen-Helfen, “The Ethnic Name Hun,” in Studia Serica Bernhard Karlgren Dedicata, ed. Soren Egerod (Copenhagen, 1959) 223–238. In distinguishing the question of origins from that of the organization of Attila’s empire, this Companion to the Age of Attila validates Maenchen-Helfen’s approach.

In the following pages, while I acknowledge the force of Maenchen-Helfen’s arguments, I offer a primarily political hypothesis that addresses the still open question of origins and of whether or not the Xiongnu in any way were connected to Attila’s empire.[2] I argue that a group of Hunnic tribes, once part of the former Xiongnu Empire, actually migrated westward in the middle of the fourth century, two centuries after the Xiongnu state collapsed in Mongolia. This does not mean that the Huns who arrived in Europe had not changed considerably in the course of their long migration. The complexity and fluid character of ethnogenesis is an accepted fact, seen especially in the formation of confederations on the steppe. The language of the Huns might have changed, too; Maenchen-Helfen was right that we cannot prove that their spoken tongue remained the same. What I will try to show in this chapter, however, is that in the course of their migration the Huns kept their name as a political reference point, and that this perceived connection is of great historical importance for understanding the Hunnic domination of the tribes of the Pontic steppe. Precise evidence from the early medieval steppe shows that migrating tribes made use of their prestigious name with its powerful reference to the imperial past to rule over smaller tribes less blessed by fortune and history.[3]

[2] On this point see Hyun Kim, The Huns, Rome, and the Birth of Europe (Cambridge, 2013).
[3] See the famous story narrated by Theophylact Simocatta on the fleeing Avars in the middle of the sixth century: Michael Whitby and Mary Whitby, ed. and trans., The History of Theophylact Simocatta: An English Translation with Introduction and Notes (Oxford, 1986) 189–190.

The origins of the Huns and their links to the world of the steppe are pertinent political questions that scholars have approached differently. I will attempt to clarify their conflicting opinions, first regarding events in the fourth century and the arrival of the Huns in Europe, and then moving on to the links of the Europe-based Huns to the Central Asian steppe in the fifth century.

Did they come from beyond the Volga?

The first challenge is to prove that the Huns did indeed arrive from beyond the Volga, and that they did so in Late Antiquity, not earlier. The classical sources place the origins of the Huns beyond the Sea of Azov but say very little more, and one might easily envisage a local ethnogenesis or at least a very ancient arrival in the region. Some Soviet scholars took this position.[4] The fourth-century historian Ammianus Marcellinus places the Huns far to the Northeast (31.2.1): “The people of the Huns, but little known from ancient records, dwelling beyond the Maeotic [Azov] Sea near the ice-bound ocean.” He adds, furthermore, that the Huns went as far as the lands of the Alans North of the River Don (31.2.12–13), “which divides Europe from the measureless wastes of Scythia [the steppe].” Jordanes, writing two centuries later in Constantinople, also placed the Huns’ origin to the East of the Sea of Azov, between the Volga and the Don Rivers (Get. 5). But Ammianus, notably, adds: “This race of untamed men, without encumbrances, aflame with an inhuman desire for plundering others’ property, made their violent way amid the rapine and slaughter of the neighbouring peoples as far as the Halani [Alans],” and defines some limits to the North of the Alans: “The river Tanaïs [Don], which separates Asia from Europe. On the other side of this river the Alans... inhabit the measureless wastes of Scythia” (Amm. 31.2.12–13). The Huns clearly arrived in the Don-Volga region and were not native to it. No classical source contradicts Ammianus’ assertion that the Huns were completely unknown to the Mediterranean world before the 370s, and that they appeared quite suddenly. The date conventionally assigned to their crossing of the Volga is around 370, but it could have been somewhat earlier. It is not known how much time the Huns spent in the region between the rivers Volga and Don, but it was undoubtedly less than a generation. No source, however, explains the reasons for their advance into the West. We may conclude that the Huns arrived in the Volga-Don region, having come from somewhere far to the East unknown to the Greek, Latin, and Syrian observers of the fourth century.

[4] Otto Maenchen-Helfen, The World of the Huns (Berkeley, 1973) 447 n. 21.

We may know the region where the Huns arrived, but not their point of origin or the path they took to reach the West. I believe that the Huns had an origin in Inner Asia, and more precisely from the regions surrounding the Altai Mountains; all the archaeological and textual evidence points in this direction, as we will see. They could have taken any number of routes to reach the Don-Volga area from their far-eastern point of origin. Perhaps, they crossed the Turgai Plateau if they came via Central Asia. (map 2.) An alternate route could have brought them down the Volga from the North, a detour from their point of origin in Asia. In this scenario, the Huns left the Altai, traversed the northern steppe, crossed the Ural Mountains where the city of Yekaterinburg now lies, and then pushed South along the Volga.[5] Their steppe way of life, however, precludes a northern origin in the forest zone. We turn now to eastern evidence for their eastern origins and their relation to the empire of the Xiongnu.

[5] Miklòs Erdy, “An Overview of the Xiongnu Type Cauldron Finds of Eurasia in Three Media, with Historical Observations,” in The Archaeology of the Steppes, ed. Bruno Genito (Naples, 1994) 379–438.

The Huns and the Xiongnu: The Central Asian Evidence

To address the question of the connection between the Huns known to Europeans in the West and the Xiongnu, we must examine two fundamental texts, written in the region of Dunhuang and Gansu on the borders between Central Asia and regions populated by Chinese (Han) people at the end of the third century and beginning of the fourth, by two direct witnesses, Zhu Fahu and Nanaivande.

The first text is a translation, composed by Zhu Fahu (his Chinese name), also known as Dharmarakṣa (his Indian name), a Buddhist monk and one of the main translators of Buddhist texts in China in the third century.[6] Zhu Fahu’s family, which had come from Bactria (northern Afghanistan) and had lived in Dunhuang for generations, was typical of the wealthy merchants who had established Buddhism in China. Zhu Fahu moved to central China and participated fully in Chinese culture but maintained very close ties to Central Asia. He knew many of the languages of the region and regularly returned to Dunhuang.

[6] Emil Zürcher, The Buddhist Conquest of China (Leiden, 1972) 65–70.

In two of his translations into Chinese of canonical Indian texts, Zhu Fahu renders the name of the Huṇa people as “Xiongnu” (Taisho Tripitaka, 11.310, 3.186).[7] “Huṇa” was not a common word in any Indian language, and his two mentions of it are the oldest known. The name reappears later in inscriptions that designate invaders from the Northwest who attack India in the fifth century, and in literary texts such as the Mahābharata. In one of Zhu Fahu’s texts, the Tathāgataguhyasutrā, the Huṇa are cited in a list that identifies the major peoples of Asia and those neighboring India: the Saka (from Seistan), Parthians, Tokharians (from Bactria), Greeks, Kamboja (mountain people of the Hindu Kush), Khasa (mountain people of the Himalayas), Huṇa, Chinese, Dards (from the Upper Indus), and others. The rest of the list enumerates ever more imaginary peoples. The structure of this list is absolutely clear. It begins by cataloguing all the foreign peoples that the Indian authors whom Zhu Fahu was translating could name. At the end of the list, these groups are juxtaposed with others who were either imagined or who came from a far distant and semilegendary past. The Huṇa would not have been placed in the first part of the list if they were not a people with an ethnic and geographic reality on the order of the Parthians, Bactrians, Greeks, and Chinese. The text indicates that the Huṇa were among the great peoples at the time of the list’s original composition, which can be dated to the first century BCE or slightly thereafter. The list places the Huṇa among the political powers that bordered the Chinese in this period. Could they be the Xiongnu?

[7] See Sylvain Lévy, “Notes chinoises sur l’Inde, V: Quelques documents sur le bouddhisme indien dans l’Asie centrale,” Bulletin de l’École Française d’Extrême-Orient 5 (1905) 253–305, esp. 289. See also Étienne de la Vaissière, “Huns et Xiongnu,” Central Asiatic Journal 49.1 (2005) 3–26, esp. 11–13.

As noted above, Zhu Fahu used the word “Xiongnu” to translate the term “Huṇa” into Chinese. This is not a vague, generic Chinese formulation. All the terms in the Indian text are rendered word for word, either by translation or transcription.[8] Zhu Fahu did not consider Huṇa a generic name; he could easily have placed them further down the list, among the semihistoric peoples. He also could have simply transcribed the name, as he did the name of the Dards, or eliminated it and replaced it by another, as he did with many names. On the contrary, the use of the name Huṇa in these texts has a precise political reference to the Xiongnu and the period when they were the great nomadic adversaries of China and the principalities of Central Asia. It was perfectly logical for the Indian writers to include them in their lists, and perfectly normal for Zhu Fahu to render the name as “Xiongnu.”

[8] Only the names exclusively connected to the Indian way of looking at things are replaced by others: just as the Pahlava are replaced by the Arsacid Parthians (Anxi), the Tukhara by the Yuezhi (the invaders of Bactria), the Yavana by the Greeks (Daqin, roughly eastern Roman Empire, in other words, the Hellenistic world), and the Chinese by the Qin.

The second text is a letter written by a Sogdian merchant named Nanaivande, who, like Zhu Fahu, came from the circle of Central Asian merchants who traded between China, the steppe, and India. The Sogdian traders came from Sogdiana, an Iranian-speaking land of settled peoples located between the Amu Darya and Syr Darya rivers, and were the main merchants on the Silk Road from the fourth to the ninth century.[9] The letter allows us to equate one name with another, as in Zhu Fahu’s text, though this time in reverse. In 1948, the Iranologist W. Henning published a copy of a letter dated to 313, which was sent by Nanaivande on the route from Gansu to Samarkand. This letter describes in apocalyptic terms the raids by Xwn (the accurate Sogdian transcription of what the western sources called Hun) on the main towns of northern China, ruining its economy and trade. Henning demonstrates beyond all possible doubt that the Xwn raiders from North China described in the letter were those that contemporary Chinese texts called Xiongnu, the very people who were at that time destroying the Qin dynasty.[10] We see, then, that around the year 300, “Xiongnu” was only the Chinese transcription of the name Hun used by the extremely well-informed members of the Central Asian mercantile communities who traveled the length and breadth of Asia.[11] “Hun/Xwn/Huṇa” were the exact transcriptions of the name that the Chinese, always eager to play on words and to condemn their great enemies from the North, had rendered as “Xiongnu,” “howling slaves.”

[9] Étienne de la Vaissière, Sogdian Traders: A History (Leiden, 2005).
[10] Walter B. Henning, “The Date of the Sogdian Ancient Letters,” Bulletin of the School of Oriental and African Studies 12.3–4 (1948) 601–615. Nicholas Sims-Williams and Frantz Grenet, “The Historical Context of the Sogdian Ancient Letters,” in Transition Periods in Iranian History, ed. Philippe Gignoux (Paris 1987) 101–122; La Vaissière, Sogdian Traders, chap. 2.
[11] On these mercantile and monastic communities, see La Vaissière, Sogdian Traders, chap. 3.


All the contemporary sources agree that the Huns of Europe of the fourth and fifth centuries were called Huns by everyone who encountered them, and that they used this name to refer to themselves. Furthermore, the name Hun never changes among all the populations affected by the extremely rapid advance of the Huns, whether in Europe or South of the Caucasus, proving that it was the Huns themselves who diffused the name. If the contemporary sources are correct, the Huns of Europe arrived there bearing the name that the Chinese transcribed as “Xiongnu,” that is, “Hun.”

Huns and Xiongnu: Some Attempted Counterarguments

Only a reinterpretation of the use of the word “Xwn” by the Bactrian monk Zhu Fahu and the Sogdian merchant Nanaivande could sever the link between the Xiongnu and the Huns. Some commentators have tried to do so by invoking the accident of phonology[12], or the bad conservation of manuscripts.[13] Others have claimed that the word “Hun” was simply a generic term that had lost all precise meaning, because it was applied to so many tribes.[14] The examples of generic use that these scholars cite, however, all come from sources written after the great invasion and so obviously cannot be used to refute earlier texts. While it is true that the term “Hun” became generic after the fifth century, that does not mean that it was so before then. Only the Iranologist H. Bailey has proposed a coherent line of refutation of the thesis that there was a link between the Huns and the Xiongnu.[15] He advances the hypothesis that the Sogdian “Xwn” was a name for the Hyaona, who were an enemy people mentioned in the Avesta, the sacred texts of Zoroastrianism. Bailey’s idea is attractive, but lacks a philological basis. His thesis, nonetheless, was elaborated recently by S. Parlato.[16] According to her, the word had a literary, epic character, and was spread through the steppe by the bards from the Parthian empire. In the steppe world, she claims, the term was received with enthusiasm and served as a generic term for any nomadic and demonic enemy. In other words, it was not the Huns who migrated, but a generic name that spread across the steppe in the context of a culture that spoke Iranian languages.

[12] Paolo Daffinà, “Chih-chih Shan-Yü,” Rivista degli Studi Orientali 44.3 (1969) 199–232.
[13] Maenchen-Helfen, “Pseudo-Huns.”
[14] Denis Sinor, “The Hun Period,” in The Cambridge History of Early Inner Asia, ed. Denis Sinor (Cambridge, 1990) 177–205, here 179.
[15] Harold Bailey, “Harahuna,” in Asiatica: Festschrift Friedrich Weller (Leipzig, 1954) 12–21.
[16] Sandra Parlato, “Successo euroasiatico dell’etnico ‘Unni,’” in La Persia e l’Asia Centrale da Alessandro al X secolo (Rome, 1996) 555–566.


This hypothesis is not convincing, however. The steppe was not Zoroastrian, and it is hard to see how a secondary figure in the Avestic literature could have acquired such a presence. The theory overestimates the influence of these hypothetical Parthian minstrels wandering across the steppe in causing a name derived from Hyaona to be adopted from Asia to Europe. Moreover, if “Hun” was a generic term of Iranian origin, why would the Huns of Europe use it to refer to themselves? If one thing is clear, as Maenchen-Helfen showed years ago,[17] it is that the Huns did not speak Iranian languages. “Hun,” then, cannot be a generic Iranian term.

[17] Maenchen-Helfen, “The World of the Huns,” 376ff. and 443.

I have demonstrated thus far that the Huns who arrived in Europe from 370 onward called themselves by the name transcribed in Chinese as “Xiongnu.” Maenchen-Helfen cautioned against such reasoning on several occasions, because it relied entirely on the evidence of names to establish identity. He argued instead that only ethnographic and archaeological evidence should be taken into account. His thesis is unacceptable, however. The political implications of a name must never be ignored; otherwise, one would have to dismiss as negligible a good part of the history of political ideas. If the Rhomaioi of Byzantium could claim to be the political heirs of the Romans, then the Huns could equally claim to be the heirs of the Xiongnu. The steppe has the right to have political ideas and history, and we must not deny the Huns those important aspects of their identity.

In Central Asia

The Hunnic period of Central Asia’s history lasted until Turks achieved preeminence in the 560s, and the details of this period’s political history remain very confused. In this section, I argue against the long-held belief that there were three successive waves of Huns in Central Asia, that of the Chionites in the 350s, the Kidarites in either the 370s or much more probably the 420s,[18] and the Hephthalites, whom Procopius calls the White Huns, around 450 (Proc. 1.3.2–8). Instead, Chinese textual evidence shows that these groups had in fact been in Central Asia from the beginning of the great Hunnic invasions of the fourth century, and that some of them had stayed there for a generation before they crossed the Volga, while others stayed for a while to the North of the Caspian Sea. I will consider each group in turn.

[18] Pace Joe Cribb, “The Kidarites, the Numismatic Evidence,” in Coins, Art and Chronology, vol. 2: The First Millennium CE in the Indo-Iranian Borderlands, ed. Michael Alram (Vienna, 2010) 91–146.

The Chionites. In the 350s, the great Persian king Shapur II (r. 309–379) probably fought invading nomads at the Amu Darya river, which marked the Northeast frontier of the Sasanian empire. That, at least, is what is implied by Ammianus Marcellinus, who was always attentive to the whereabouts of the Persian king of kings. At the same time, the dynasty of Kushanshah, a vassal of the Sasanids based in the territory of modern-day Afghanistan, came to an abrupt end. In 356, Ammianus gave the name Chionites to these eastern enemies of the Persians. In 359, however, after the Chionites had changed sides and made a new arrangement with the Persians, Shapur brought a force of them under the command of their king Grumbates to the siege of Amida, modern-day Diyarbakir (Amm. 16.9, 17.5, 18.6, 19.1).

The name “Chionites” is an Iranian plural form (with final -t) of “Hyon,” a deformation of “Xwn” influenced by the name “Hyaona” mentioned earlier. In a similar manner, western writers in medieval times gave the name “Tartars” to the Tatars, the dominant element in the armies of the Mongol Empire, confusing them with the name of the ancient river of Hell from which they seemed to have emerged.

Chinese sources confirm the identification of Chionite and Hun. The dynastic histories, and especially the history of the northern Wei, called the Weishu, are the key to understanding what went on in Inner Asia in the middle of the fourth century. The northern Wei, who were themselves of nomadic origin, took special interest in Mongolia and Central Asia. Although the original chapter of the Weishu devoted to the Western neighbors of China was lost and later reconstituted from various quotations in Chinese historical literature by imperial scholars, some additional data from the original Weishu have been preserved in other works, especially an encyclopedia published in 801, the Tongdian. The Weishu mentions the conquest of Samarkand by the Xiongnu three generations before 457, which – if we use the traditional Chinese calculation of thirty years to a generation – places this conquest around 367, the same time that the Persians were fighting the Chionites (Weishu, 102.2270).

The Armenian historian Faustus of Byzantium tells us that Shapur II renewed the fighting against Chionite Huns on the eastern front in 368, using Armenian troops, and that he was strenuously attacked on several occasions by a “king of the Kushans” who reigned over the Bactrians (Faustus 5.7, 5.37).[19] Another Armenian text mentions the combat of the Armenian prince Babik of Syunik, sent by Shapur very probably also into Central Asia against a Hun called Honagur.[20]

[19] Translated in Nina Garsoïan, The Epic Histories Attributed to P’awstos Buzand (Buzandaran Patmut’iwnk) (Cambridge, Mass., 1989) 187–198 and 217–218.
[20] Movsês Daskhurants’i (or Kałankatvats’i), in The History of the Caucasian Albanians by Movses Dasxuranci, trans. Charles J. F. Dowsett (Oxford, 1961) 63–64; also Stephannos Orbelian, trans. in Marie-Félicité Brosset, Histoire de la Siounie par Stephannos Orbelian (St. Petersburg, 1864–1866) 24–25.


The Kidarites: While some numismatists would like to place them in the 370s,[21] it is very clear from the combination of the Chinese and classical sources that the Kidarites were the dominant nomadic dynasty in Central Asia from the 420s to the 470s.[22] Even while maintaining their Hunnic identity, the Kidarites engaged and promoted the local past of the sedentary people they ruled, and they built cities on the Hippodamian grid plan in their empire. They also revived the title of king of the Kushans, assuming it for themselves.[23] We find this title on a seal bearing the inscription “King of the Oghlar Huns, king of the Kushans, prince of Samarkand”[24] that was made some decades after their installation in Central Asia.

[21] Most recently Cribb, “The Kidarites.”
[22] Kazuo Enoki, “On the Date of the Kidarites (I),” Memoirs of the Research Department of the Toyo Bunko 27 (1969) 1–26.
[23] Frantz Grenet, “Regional Interaction in Central Asia and North-West India in the Kidarite and Hephtalite Period,” in Indo-Iranian Languages and Peoples, ed. Nicholas Sims-Williams (London, 2002) 203–224.
[24] Ahmad ur Rahman, Frantz Grenet, and Nicholas Sims-Williams, “A Hunnish Kushan-Shah,” Journal of Inner Asian Art and Archaeology 1 (2006) 125–131, here 128.


The Hephthalites: The Tongdian also tells us that another group of Huns, the Hephthalites, arrived from the Altai Range sometime after the year 360.[25] They were destined to play an important role in the political history of Central Asia between 450 and 560. The Hephthalites and their subordinate confederation of tribes seem to have been more oriented to the nomadic world than the Kidarites. At least until the 520s, the Hephthalites continued to live as nomads in the high plateaus of what is now Northwest Afghanistan. The Alkhon tribes, who dominated the southern wing of the Hephthalite confederation, lived mostly in southern Afghanistan and in Northwest India. They issued coins showing their leaders with cranial deformation, their skulls elongated into a dome shape, presumably to distinguish themselves from other local peoples.[26] It is possible that the name Alkhon, if one accepts “Al-” as the Turkic for scarlet, means “the red Huns,” those of the South, as opposed to the White Huns of the East (the Hephthalites), in a geographic scheme of colors native to the world of the steppe.

[25] Étienne de la Vaissière, “Is There Any ‘Nationality of the Ephthalites’?,” in Hephthalites, ed. Madhuvanti Ghose and Étienne de la Vaissière, Bulletin of the Asia Institute 17 (2007) 119–137.
[26] On the Alkhon, see Klaus Vondrovec, The Coinage of the Iranians Huns and Their Successors from Bactria to Gandhara (4th to 8th Century CE), Studies in the Aman ur Rahman Collection, vol. 4, Vienna, forthcoming.


Thus, we see on the basis of the Tongdian and other materials that the Hephthalites, far from being a new wave of nomads, had been one of several groups of Huns that had been in Central Asia from the middle of the fourth century at the beginning of the great invasions. There are, therefore, no grounds for arguing in terms of successive waves; what we have are dynasties or tribal groupings coming to power in succession among the nomads who arrived in Central Asia during the second half of the fourth century. There was just one massive single episode of migration in the years 350–370, perhaps followed by some more limited movement during the fluid circumstances of the following decades.[27]

[27] La Vaissière, “Is There Any Nationality?”

Between Central Asia and Europe

Our sources locate these different groups (Chionites, Kidarites, Hephthalites, and others) in Central Asia, but say almost nothing about the connections that the Huns may have retained with the steppe, North of sedentary Central Asia, in modern Kazakhstan, or with the Huns of Europe. The Kidarites are mentioned unreliably by Priscus as being on the eastern shore of the Caspian around 468 (Prisc. 51). Moreover, nothing is known of the northern reach of the Hephthalite empire. That it included Sogdiana, between the Amu Darya and Syr Darya rivers, is certain, but we do not know if the empire controlled the nomadic groups of present-day Kazakhstan. One trace of a northern connection dates reliably to the years 440–460 and shows that the Hephthalites were originally subjects of a power from the North, probably the Avars. We learn this from Chinese texts that mention an incursion into Central Asia made by the Rourans, the dominant power of Mongolia in the fifth century and the early sixth, where they fought against Kidarites and subjected the Hephthalites (Weishu, 102.2275, 2277; Beishi, 97.3210; Liangshu, 54.812). An Armenian geographer refers to this same episode when he mentions the Hephthalites, the Warkhons, and the Alkhons not far from the Zeravshan River, on which the Sogdian capital Samarkand was situated. If the Alkhons lived further to the South in Afghanistan, the Warkhons are very probably the Rourans – the “Avars” of later sources. Byzantine writers of the second half of the sixth century call them Ouarchonitai or Varchonites (Menander 19.1).

Another piece of evidence from the same period makes a connection between Central Asia and the Pontic steppe. In 463, after the disintegration of Attila’s empire, new tribal groups began to appear in the steppes. One of these groups passed through Central Asia. The fifth-century historian Priscus (Prisc. 40) writes: “At this time, the Saragurs, Urogs and the Onogurs sent envoys to the eastern Romans. These tribes had left their native lands when the Sabiri attacked them. The latter had been driven out by the Avars who had in turn been displaced by the tribes who lived by the shore of the Ocean.” Theophylact Simocatta, the early seventh-century Byzantine historian, mentions an Onogur city named Bakath, which was destroyed by an earthquake. Since Bakath is a Sogdian name, we may infer that the Onogurs had spent some time in Central Asia.

The different groups of Huns were firmly based in Central Asia at the middle of the fourth century. Thus, they bring a unity of time and place to the question of the origins of the Huns of Europe. To summarize my argument so far, I have demonstrated that around 350, a group bearing the name Huns was active in the Kazakh steppe, some of whom moved South and others West, and that a Chinese text precisely ascribes to the Altai the origin of the migration of some of these tribes.

In the Altai Mountains and the Minusinsk Basin: The Question of Cauldrons

We have seen that one Chinese source on Central Asia, the Tongdian, wrote that among those making the great migration of the 350s, the Hephthalites at least originated in the Altai region. It is, thus, logical to search in that region to see if these Chinese texts can be confirmed by archaeology or other texts.

The archaeological evidence from Central Asia is woefully meager. Hunnic cemeteries are poorly known,[28] and very little other material survives. Given the current state of knowledge, the Weishu text can neither be confirmed nor invalidated. The archaeological aspect of Hunnic/Xiongnu settlement in Central Asia is simply missing.[29]

[28] See, however, Daniel Schlumberger, “La nécropole de Shakh tépé près de Qunduz,” Comptes-rendus des séances de l’année: Académie des inscriptions et belles-lettres 108.2 (1964) 207–211.
[29] On Xiongnu archaeology, see most recently Ursula Brosseder and Bryan K. Miller, eds., Xiongnu Archaeology: Multidisciplinary Perspectives of the First Steppe Empire in Inner Asia (Bonn, 2011).


The archaeological evidence for the Huns of Europe is quite different, however, and permits us to draw important inferences about their origin in East Asia. The chief evidence comes from the cauldrons that the Huns may have used for cooking, ritual purposes, or both. People of the steppe had used cauldrons since much earlier times, but the Hunnic vessels are quite distinctive, constituting a true archaeological marker.[30] They are bell-shaped and crudely made, with squared handles surmounted by ornaments in the shape of mushrooms. This evidence shows clear links to Inner Asia (that is the Altai Mountains, Mongolia, southern Siberia, and the northern part of China). A concentration of similar cauldrons occurs on the northern flank of the Altai Mountains and the Minusinsk Basin (map 2). In the Minusinsk region, furthermore, there are petroglyphs depicting the cauldrons, with the same protuberances on the handles, though these are rounded not squared. In Hungary as well as Asia, these cauldrons were buried near springs or rivers, indicating a continuity of ritual and culture from the Minusinsk region to Hungary.[31]

[30] Toshio Hayashi, “Hunnic Cauldrons,” in Studies on Ancient Cauldrons: Cultic or Daily Vessels in the Eurasian Steppes (Tokyo, 2011) 341–382.
[31] Erdy, “An Overview.”


In the absence of a complete typology of the evolution of the cauldrons’ forms and their archaeological contexts, however, these observations must remain inconclusive albeit extremely suggestive. When the archaeological evidence is augmented by textual material to which we now turn, the case becomes virtually certain. This archaeological evidence, supported by the text that has the Hephthalites coming from the Altai, indicates a North Altaic provenance of the Hunnic groups who invaded Central Asia and Europe from 350 onward.

The Text of the Weishu

One other passage in the Weishu mentions that at the beginning of the fifth century, “remains of the descendants of the Xiongnu” (Weishu, 103.2290) were to be found far Northwest of the Rouran, that is, in the area of the Altai. The quality of this information is beyond question. The Weishu is very parsimonious in its use of the term “Xiongnu,” and these Xiongnu are the only ones in a list of neighbors of the Rouran. There are about forty occurrences of the term “Xiongnu” in the text, the greatest number of which are related to the Xiongnu of the South who settled in China, or to rhetorical comparisons with the Han Chinese. Mentions of contemporary Xiongnu still in the Altai as opposed to those in China are extremely rare. In chapters 102 and 103, which are dedicated to the countries of the West and North, that is the whole of the Xiongnu Empire, there are only three mentions in all. One is the text cited above; the second is found in the famous passage on the conquest of Samarkand by the Xiongnu (Weishu, 102.2270); and the third describes the struggles between a Kidarite king in Bactria and the Xiongnu (Weishu, 102.2277).[32] The fact that the Weishu mentions “remains of the descendants of the Xiongnu” is an extremely important piece of information. It had been argued that the Xiongnu identity totally disappeared in Inner Asia after their defeat of the second century, so that the European Huns could not have come from these regions, but this passage of the Weishu proves that this argument is false. The Xiongnu did indeed survive to the far North, albeit beyond the range of vision of the Chinese sources. That they did not form an empire, and were no more than weakened descendants of the ancient Xiongnu matters little; they had conserved their tribal identity.

[32] In this case, the Xiongnu here are probably the Warkhon mentioned in the Armenian geographical treatise, that is the Rouran/Avars, who incorporated the Xiongnu into their confederation.

We see, then, that three facts (the genetic connection between the cauldrons, the texts on the Hephthalites, and the text on descendants of the Xiongnu) all point to the Altai region as the starting point of the Huns’ migration to Central Asia and to the West starting in the middle of the fourth century. This conclusion is supported by some entirely independent scientific data that shows that during this period the Altai was the place of dramatic climatic change.

The Climate Hypothesis

Recently published findings regarding accumulations of pollen in the lakes of the Altai Range tell of a sharp drop in temperatures combined with a rise in humidity that lasted from the middle of the fourth century through the sixth, causing significant change in the vegetation. Likewise, from 340, glaciers advanced in the valleys.[33] The accumulated snow destroyed herds of the high plateaux; although the Mongolian horse is able to dig through the snow to feed, this capacity is strictly limited by the depth of the snow cover, and contemporary ethnography has shown the enormous impact that prolonged winters and their blizzards can have on herds of horses – eight million horses, 20 percent of the stock, died for this reason in Mongolia in the winter of 2010. Chinese sources report Hun invasions from the Altai happening exactly in the middle of the fourth century, without giving any reason for their incursions. For a long time scholars specializing in nomad studies have postulated a major climatic event as the explanation of the size of the Hun migrations. We now see that such an event is well supported by rigorous paleoclimatological studies conducted quite independently of the work of historians. Quite plausibly, additional factors contributed to the destabilization of Hun societies in the Altai region, but little is known of them. The North slope of the Altai was beyond the reach of knowledge for the Chinese observers, the only exception being the Weishu text mentioned above.

[33] Frank Schlütz and Frank Lehmkuhl, “Climatic Change in the Russian Altai, Southern Siberia, Based on Palynological and Geomorphological Results, with Implications for Climatic Teleconnections and Human History since the Middle Holocene,” Vegetation History and Archaeobotany 16 (2007) 101–118.

We know, meanwhile, that the Rouran/Avar kaghanate became active in the fourth century, even if its power only truly began to develop at the end of that century. We may interpret the passage from Priscus quoted above as a brief summary of the history of Inner Asia in the fourth century: the Sabiri could be the Xianbei (from Chinese characters pronounced *Sarbi at the time), chased out of Mongolia by the developing power of the Rouran/Avars, and chasing in their turn the tribes further West.[34] In this case, the Hunnic groups cited by Priscus (Saraguri, Urogi, and Onoguri) paused in the Kazakh steppe before moving further westward in the middle of the fifth century.

[34] An idea already put forward by Omelian Pritsak, “From the Säbirs to the Hungarians,” in Hungaro-Turcica: Studies in Honour of Julius Németh, ed. Gyula Káldy-Nagy (Budapest, 1976) 22 and 28–30. Many thanks to Peter Golden for this reference.

It is, thus, likely that we can recapitulate the historical trajectory of the Huns in the same way. The Huns were a confederation of peoples fleeing from their ancestral homeland, whose incursions into the West would disrupt the old patterns of the distribution of the nomadic tribes throughout the entire Kazakh steppe, creating a new nomadic landscape under the leadership of the Hunnic tribes. They left the North Altai in a context of major climatic change that caused distress among local societies and which undoubtedly would have had political consequences of which we have not even the most basic knowledge. Absorbing other tribal groups that they encountered along the way, the Huns bore down on the Kazakh steppe in the mid-fourth century. While one part of them, Chionites, Kidarites, Oghlar, Hephthalites, and Alkhon, established themselves in Sogdiana and Bactriana, other groups followed a route to the West and reached the Volga. Still others perhaps, remained in the steppe and did not reach the West until the middle of the fifth century. The admittedly tenuous evidence permits us to conclude that throughout this migration from the Altai to Europe they carried the old name of the most prestigious empires of the eastern steppe, the empire that the Chinese called Xiongnu.

The Huns and the Shattered Empire

The problem, then, has shifted from the relationship of the Huns and the Xiongnu in the fourth century to the relationship of the fourth-century Xiongnu to the second-century Xiongnu. We possess a coherent set of independent textual and archaeological set of proofs for the fact that the Huns came from Inner Asia and bore the name transcribed by the Chinese as “Xiongnu.” Whether they were the direct descendants of the Xiongnu of antiquity, as they claimed, is another question that historians have barely touched upon. What was the relationship between these fourth-century Xiongnu/Huns North of the Altai to the Xiongnu/Hun empire of antiquity? They called themselves Xiongnu/Huns, and that is how they were known by their neighbors in the Altai; it must be stressed that the extreme paucity of documentation does not allow us to go much beyond this. Very little information is available on the tribal reorganizations of Inner Asia after the final defeat of the Xiongnu/Huns in 155 by the Xianbei. The Xianbei, who were for over a century the dominant group on the steppe, are known to have incorporated Xiongnu/Huns into their ranks.[35] Likewise, the dominant power from the fourth century onward, the Rouran, justifiably bore a double name in the Byzantine sources as we have seen; they were the Varkhon, that is, the Avar Huns. Apparently, the break-up of the Xiongnu empire led to the inclusion of its tribal groups in the multiple political entities that succeeded them in the region. The Rouran khaganate was such an entity, associating Xiongnu/Hun tribes with War/Avar tribes. The name Xiongnu had not become generic in Inner Asia in the third or fourth century but in this case belongs to this specific historical moment. It is not surprising that some groups refused to be included in the larger groupings, but kept the name Xiongnu for themselves. We do not yet know how these Xiongnu established themselves and maintained their identity in a zone of settlement on the North slopes of Altai and in the Minusinsk Basin, that is to say, quite far to the Northwest of what had been the heart of their ancient empire. These are understudied historical questions. Only careful research into the archaeology of the two centuries of history on the Mongolian steppe that separated the end of the Xiongnu Empire and the Hun migration will be able to show how this happened.

[35] Peter Golden, An Introduction to the History of the Turkic Peoples (Wiesbaden, 1992) 69ff.

A Three-Stage History

Some clans or tribes of actual Xiongnu origin politically dominated the Huns of Europe – Attila’s Huns – but they had long been chased from the Xiongnu homeland in Mongolia and the Ordos region to the Northwest, to the Altai region. It is only this point of separation in time – these “missing” two centuries – that prevents us from identifying them directly with the imperial Xiongnu of an earlier era. We must conceptualize a history in three stages: first there were the imperial Xiongnu, whose empire ended in the second century; next, we must distinguish these imperial Xiongnu from their northern descendants, who were based in the secondary core of the Altai Mountains and the Minusinsk Basin in the fourth century; third, we must in turn distinguish these northern Xiongnu from the groupings that resulted from the migration from there and established themselves in Central Asia and in the West. Despite all of the internal cultural developments and recombination of tribes and peoples implicit in this movement, we can be certain of political and to some extent cultural continuity among the Xiongnu-Huns.