THE VERACITY OF AMMIANUS MARCELLINUS’ DESCRIPTION OF THE HUNS[1]
A central question for the study of the Huns is the validity of the
description of them written by Ammianus Marcellinus, supposedly describing
the Huns as they were at the time of their entry into Europe in AD 376. If
the description is not reliable, there is no detailed description of the
Huns before that of Priscus of Panium, who visited Attila’s camp in
449.[2] E. A. Thompson and John Matthews have presented Ammianus as well
informed, and his description as accurate, conceding only minor errors.[3]
Brent Shaw has recently dismissed the description completely, arguing that
it is just an expression of a widespread anti-nomadic ideology, but his
“ideology” seems ill-suited to the text at hand and cannot stand as
given.[4] The most balanced discussion remains that of Otto
Maenchen-Helfen, who conceded many flaws in Ammianus’ portrayal of the
Huns (and the description of the Alans which follows it), but nevertheless
accepted it as essentially accurate.[5] This paper will argue that even
Maenchen-Helfents guarded conclusions are too optimistic, and that
Ammianus’ description has little historical value. The type of errors that
the text contains demonstrate that the author did not have a reliable
source of information about the inner workings of Hunnic society, and make
it implausible that he could have known other details that require such
intimate knowledge. The credibility of the text is further weakened by
Ammianus’ use of material borrowed from earlier descriptions of the
Scythians. Comparative evidence from other nomadic societies shows more
discrepancies than similarities with Ammianus’ account, and cannot be used
to confirm it. What information Ammianus had about the Huns consisted only
of garbled descriptions of the visual appearance of customs that he lacked
the cultural background to interpret properly.
[1] The following works, which are cited repeatedly, will be identified
in the notes by their author:
Baldwin, Barry, “Priscus of Panium,” Byzantion 50 (1980)
19–61.
Blockley, R. C.,
Fragmentary classicising historians of the Later Roman Empire, 2
vols. (1981).
Harmatta, János, “The dissolution of the Hun Empire,” AArchHung
2 (1952) 277–304.
Khazanov, A. M. , “Characteristic features of nomadic communities in the
Eurasian steppes,” in Wolfgang Weissleder (ed.),
The nomadic alternative (1978) 119–126.
Linder, Rudi Paul, “Nomadism, horses and Huns,” Past and Present
92 (1981) 3–19.
Maenchen-Helfen, Otto J., The World of the Huns (1973).
Matthews, John, The Roman Empire of Ammianus (1989).
Peisker, T., “The Asiatic Background,”
Cambridge Medieval History (1911) 1.323–359.
Schuster, Mauriz, “Die Hunnnenbeschreibungen bei Ammianus, Sidonius und
lordanis,” WS 58 (1940) 119–130.
Shaw, Brent, “Eaters of flesh, drinkers of milk: The ancient
Mediterranean ideology of the pastoral nomad,” AncSoc
13–14 (1982–83) 5–31.
Thompson, E. A., A history of Attila and the Huns (1948).
Werner, Joachim,
Beiträge zur Archäologie des Attila-Reiches (1956).
[2] Otto Maenchen-Helfen, “The date of Ammianus’ last books,”
AJPh 76 (1955) 383–399, showed that the description by
Claudian is dependent on Ammianus and not an independent source.
Ammianus’ date of authorship is controversial, but most scholars put it
between “the late 380s,” (Naudé, AJAH (1984) 70–94) and 396
(Syme, Ammianus and the Historia Augusta (1968) 17–24). Cf.
Matthews 9–11 and T. D. Barnes, “Ammianus Marcellinus and his world,”
CP 88 (1993) 55–70.
[3] E. A. Thompson 6–8; John Matthews 332–342, 353–355. The latter
concedes more flaws than the former, but his position is still that the
text is essentially accurate. On p. 332 n. 47, he notes the presence of
literary stereotypes throughout Ammianus’ history, but says that the
real issue is the degree to which the description of the Huns differs
from other descriptions of nomads. Establishing that the description was
distinctive would allow Matthews to discount the role of stereotypes in
this particular passage. Thus, he repeatedly and vehemently states (pp.
334–335, 354) that the Huns were unlike other barbarians and that
Ammianus did not incorporate the traits of other peoples in his
description of them—allowing little role for literary or cultural
stereotypes. He cites comparative evidence (pp. 334–335) to defend
Ammianus’ description of the Huns, and even that of the Alans, for which
he does concede some use of literary stereotypes. He explains (pp.
336–337) that similarities in Ammianus’ portraits of the Huns and
Saracens are due not to stereotypes but to common behaviors of the two
peoples. On p. 353, he lists Hunnic lack of roofs as an example of a
cultural stereotype in the description, but on p. 355 he asserts that
the Hunnic houses described by Priscus show a later stage in social
development than the Huns of Ammianus’ text—showing that he accepts
Ammianus’ portrait as basically accurate. For Matthews, the description
was “influenced but not overwhelmed by rhetorical convention” (p. 333),
and should be accepted except for certain specific points, on which
Matthews generally follows Maenchen-Helfen (1973).
[4] Brent Shaw 5–31 argues that all classical authors who described
nomads (including Ammianus) did so according to an anti-nomadic
ideology, which led them to portray nomads in a consistently negative
manner. Shaw’s model for this ideology is based on Homer, Aristotle and
Herodotus. While Shaw is certainly right that some ancient authors
present a dichotomy between pastoralist peoples and Greco-Roman
civilization, his uniform “ideology” breaks down almost immediately.
Shaw argues for a consistently negative image of pastoralists, but even
Herodotus, one of his main sources, portrays the Ethiopians and their
pastoralist diet in entirely favorable terms (3.23). Likewise, Shaw’s
theory requires authors to present laziness as the dominant
characteristic of nomads, but Herodotus’ “lazy” Massagetae kill Cyrus
the Great (1.214), and his “lazy” Scythians drive away the Persians
(Book 2). Ammianus presented the Huns as extremely dangerous, not
indolent. It is hard to see laziness in lines such as “ita victu sunt
asperi, ut neque ignis neque saporati indigeant cibi” ([”They are so
fierce in their way of life that they do not need either fire or cooked
food”], Ammianus, 31.2.3: text of W. Seyfarth, Leipzig, 1978). Shaws
model may have value for some texts, but it is not a universal constant
of antiquity, and its “lazy” image does not fit Ammianus’ text.
[5] Maenchen-Helfen 9–15.
I. DEGREE OF CONTACT
Maenchen-Helfen’s chapter on Hunnic religion provides a useful standard by
which to judge Ammianus’ text. Ammianus wrote that the Huns wore their
clothes continuously until they dropped off.[6] Maenchen-Helfen, citing a
parallel Mongol custom, argued that this was a religious practice,
designed to conciliate river spirits.[7] The question of the relevancy of
the Mongol custom is secondary to the question of the reliability of the
data. It is one thing to see a Hun wearing ragged clothing and assume it
to be typical. It is another to actually know that the Huns never changed
their clothes. That would require contact with Huns over a period of time
long enough to observe that they wore clothes until they were ragged and
never changed them. No one has ever claimed that Ammianus was an
eyewitness, but did he have access to an observer with this degree of
exposure to the Huns?
[6] mianus 31.2.5:
sed semel obsoleti coloris tunica collo inserta non ante deponitur aut
mutatur quam diuturna carie in pannulos diffluxerit defrustata
[“But once a faded tunic is placed around (a Hun’s) neck, it is not
taken off or changed before it will have collapsed into little rags,
dissolved by long-term decay.”].
[7] Maenchen-Helfen 259–260. Thompson 42 used the same passage and same
parallels as indications of Hunnic poverty. The difference in
interpretation does not affect the argument here.
Maenchen-Helfen himself presented some of the evidence that the answer is
negative. In a key passage, Ammianus said that the Huns scarred their
faces at birth in an attempt to prevent beards from growing (31.22).
Matthews has recently tried to defend this passage based on a parallel
statement in Jordanes’ Getica (24.127–128). However, Jordanes’
initial description of the Huns, like the description of the fall of
Hermanaric in which it is located, is largely derived from Ammianus, and
cannot be used as independent confirmation.[8] The 6ᵗʰ century author
Jordanes is only as reliable as the source he used for a given detail.
Maenchen-Helfen rightly emphasized another passage in Jordanes, which the
author attributed specifically to Priscus. This passage says that the Huns
scarred their faces at funerals as an act of mourning.[9] The Huns were
not beardless either. Attila had a beard.[10] Sidonius, who had
information about the Huns from some source that was independent of
Ammianus, likewise attributed the scarring to acts of mourning.[11]
[8] Theodor Mommsen, Iordanis Romana et Getica (1882)
xxxiii-xxxiv, notes on pp. 90–94; Charles. C. Mierow,
The Gothic History of Jordanes2 (1915) 163 (“Note that
many of the actual words used by Ammianus recur in the account given by
Jordanes”); Schuster 119–130; Maenchen-Helfen 15–17. Matthews 338–339
does not acknowledge a textual relationship between Ammianus and
Jordanes, and seems to imply that Jordanes was speaking from personal
knowledge. However, authors in the 6ᵗʰ century called Kutrigurs, Sabirs,
Hephtalites, and even Avars by the name “Huns,” and the connection (if
any) between these peoples and Attila’s Huns is unclear. Even if
Jordanes did have the “Huns” of his day in mind (and there is nothing to
suggest that he did), it is hard to see how that would make him a better
authority on Attila’s Huns than Priscus (cf. main text below). Admitting
the 6ᵗʰ century material would not change the issue in any event.
Agathias, Hist. 5.20, recorded how the Kutrigurs (whom he called
“Huns”) slashed their faces out of grief.
[9] Jordanes 49.25 Priscus 24.1. Cf. Maenchen-Helfen 274. Priscus is
cited from R. C. Blockley 2:222–400, using his numbering system. There
are three other systems in use. Cf. Blockley’s correlation table (2:
491–493).
[10] Jordanes 34.182 = Priscus 11.3.
[11] Sidonius, Cam. 7.238–240. Schuster 124–125 viewed Sidonius’
description of the Huns as dependent on Ammianus. Some elements may be,
but there are numerous points of divergence, including the point at
hand. Cf. Maenchen-Helfen 361.
As Sidonius’ sources are uncertain, the above argument depends upon the
superiority of Priscus as a source, which deserves some discussion,
particularly since the discussion of facial scarring comes from his
description of Attila’s funeral, an event at which the author was not
present. Priscus accompanied the Eastern Roman ambassador Maximinus on an
embassy to Attila in 449. For the sections of his text in which he
described what he observed on his journey, he is our best source for the
Huns. His status as an eyewitness cannot be discounted. He did see and
speak to the Huns, and the burden of proof lies with any modern scholar
who chooses to dispute his observations, though some care may be required
to distinguish his observations from his interpretations.[12]
[12] For instance, Priscus (13.1.41–65) presented the details of a
Hunnic feast so as to prove that Attila had a temperate character, but
the slanted emphasis is not sufficient to prove that the details are
false. Priscus was present at the meal and ate the food, as did other
members of the embassy, who might later be expected to read his history.
The remainder of Priscus’ material on the Huns must be judged according to
the degree that his experiences among the Huns would be likely to give him
the information he reports. One might question whether such experiences
would be sufficient to explain a battle scene like the Hunnic siege of
Naissus in 441,[13] but the facial scarring is another matter. Priscus
does not say that the practice of scarring originated at Attila’s fineral,
but rather that it was a Hunnic custom. There can be no doubt about the
scars. Not only did Priscus see the Huns, but his most immediate likely
audience would have contained people who had also seen them. Priscus
traveled in diplomatic circles. He was invited on the embassy as a
personal friend of Maximinus and would later go on another embassy to
Rome. Other persons who accompanied Maximinus’ embassy to Attila and
diplomats who had seen the various Hunnic embassies to Constantinople
would all know what Huns looked like. A member of a circle that contained
others who had seen Huns is not likely to have made up details about their
appearance.[14]
[13] Priscus 6. R. C. Blockley, “Dexippus and Priscus and the
Thucydidean account of the siege of Plataea,” Phoenix
26 (1972) 18–127, showed that Thompson, “Priscus of Panium,
Fragment 1b,” CQ 39 (1945) 92–94, went too far in
suggesting that Priscus invented the Hunnic ability to conduct siege
warfare (of which they were clearly capable), but Baldwin 54–56 is
probably right to caution against the other extreme of accepting every
detail. Embellishing battle scenes was a well established genre.
[14] For Priscus’ diplomatic connections, see Baldwin 20–25, though he
may be wrong to equate the Maximinus of the embassy with the one who
worked on the Theodosian code. Cf. John Martindale, “Maximinus 7” and
“Maximinus 11,” PLRE 2 (1980) 742–743.
Priscus’ curiosity about the Huns is also clear. In Attila’s camp, he
obviously inquired about the construction of the Roman style bath built by
Attila’s lieutenant Onegesius, for he knew the name of the architect.
Priscus also questioned the Hunnic subject Constantiolus about Hunnic
history, and, at a Hunnic banquet, he questioned a “barbaros”
[“barbarian”] about Attila’s family.[15] He also had other occasions for
casual inquiry: On the trip to meet Attila, Priscus’ party had enough of a
dialogue with their Hunnic guides to start an argument eventually over the
relative merits of Theodosius and Attila, and Priscus would later be
invited to dinner by an aide to Attila’s wife Hereka.[16] It would be odd
indeed if Priscus, given numerous opportunities, did not inquire about the
reason for the scars, which would have been such an obvious visual
difference between himself and his hosts. Priscus, therefore, was in a
position to know the reason for the facial scarring.
[15] Priscus 11.2.356–372, 11.2.575–636, 13.3.15–20.
[16] Priscus 11.2.24–35, 14.17–24.
In fact, Ammianus’ explanation is implausible in and of itself. To
actually prevent beard growth with a knife would require removing
someone’s hair follicles by skinning his cheeks, chin, neck and lips. If
beardlessness was the goal, this seems an illogical and possibly
life-threatening alternative to shaving. Ammianus had some garbled
information from someone who had seen Huns. He knew that the Huns slashed
their faces, and believed—perhaps because his informant saw clean-shaven
Huns—that Huns were all beardless. He did not, however, have a knowledge
of Hunnic culture that could explain the scarring phenomenon. Either he or
his informant simply invented an explanation that combined the two pieces
of information about Hunnic faces.
Another error enhances the impression that Ammianus had a description of
the Huns’ appearance, but no knowledge to help interpret it. Ammianus said
that the Huns ate half-raw meat that they kept under their thighs when
riding horses (31.2.3). Ammianus was misinterpreting the use of meat as a
saddle pad, a custom known from other Central Asian peoples. The meat
reduced chafing from the saddle. The comparative evidence shows that the
raw meat under the saddle becomes quickly inedible and no one consumes
it.[17] Ammianus had heard about the meat on the horses’ backs, but he did
not have the knowledge of Hunnic culture to explain why it was there.
[17] Peisker 340; A. Solymossy, “La légende de la ‘viande amortie sous
le selle’,” Nouvelle Revue de Hongrie 30 (1937) 134–140;
conceded by Thompson 6–7 and Matthews 333. Maenchen-Helfen 14–15
defended Ammianus’ statement, citing a 14ᵗʰ century parallel by an
author who he says could not have read Ammianus. Peisker and Solymossy,
however, are describing a visual misunderstanding, not a literary trope,
and Maenchen-Helfen does not explain why his example could not be
another example of the same misunderstanding.
Even Ammianus’ defenders concede that he was wrong about some of the most
basic elements of Hunnic society. Ammianus said that the Huns lacked fire
and ate raw food (31.2.3). However, cooking pots are among the most
distinctive of Hunnic archaeological finds, and the supposedly fire-free
Huns even forged the metal themselves.[18] Ammianus said that the Huns
never farm (31.2.10), but agricultural implements linked to the Huns have
been found in Central Asia.[19] Ammianus said that the Huns had no
religion (31.2.11), but an array of sources suggests differently.[20]
While we might concede that horses played an important part in Hunnic
life, it is hard to accept his statement that the Huns conducted all
activities and even slept on horseback (312.6–7). If taken literally,
Ammianus would mean that the Hunnic men got back on their horses to sleep,
after having sex with their wives in the wagons in which the women and
children live (31.2.10), an unparalleled cultural practice.[21]
[18] Maenchen-Helfen 306–330, especially 321, followed by Matthews 341.
I am not personally qualified to assess what is or is not a Hunnic
artifact, but Maenchen-Helfen (and Werner, whom I cite elsewhere on the
subject) were building on a solid foundation of (mostly) Russian
archaeological work.
[19] Maenchen-Helfen 178.
[20] Thompson, “Christian Missionaries Among the Huns,”
Hermathena 67 (1946) 73–79; Maenchen-He1fen 259–296;
Matthews 340; Werner 69–81, though Maenchen-Helfen 461–463 expressed
reservations about some of Werner’s conclusions.
[21] The exaggerated stereotype of Hunnic life (and sleep) on horseback
can also be found in Ammianus’ contemporary Eunapius. Cf. Zosimus 4.20.4
= Eunapius fr. 41.2 Blockley:
machēn men stadian oute dunamenoi to parapan oute eidotes epagagein (pōs gar hoi mēde eis gēn pēxai tous podas hoioi te ontes hedraiōs,
all’ epi tōn hippōn kai diaitōmevoi kai katheudontes) [“They were totally incapable and ignorant of carrying out close
combat (for how could they be otherwise, for they are not able to stand
firmly on the ground, but they live and sleep on their horses)”]. This
text would be particularly important if Ammianus was also drawing upon
Eunapius, but this is not certain. Cf. the works cited in notes 37 and
38 below.
Defenders of Ammianus’ veracity have always minimized the importance of
the factual errors in his description, asserting that, as Thompson put it,
“Ammianus’ statements will be accepted as valid, except in the few
instances... where they can be proved false.”[22] The errors are not so
few, however, and it is hard to imagine what sort of source they envision
for Ammianus. Ammianus claims to have detailed intimate knowledge about
the Huns, and yet makes errors about the most basic elements of their
culture. How could anyone know that the Huns raise their children in
wagons until puberty (312.10), and not know that they did not eat the meat
they used as saddle pads? How could anyone know the manner in which their
leaders hold conferences (312.7), and not know that they possessed fire?
How could anyone be around Huns long enough to know that they never
changed their clothes (312.5), and not know that they ate cooked food? It
does not seem possible. Ammianus’ source had only visual information—as if
seen from a distance—and even that was sometimes garbled.
[22] Thompson 8. Cf. Maenchen-Helfen 15. Matthews 332–342 minimizes the
importance of errors throughout his discussion. Cf. note 3 above.
Even the subject on which Ammianus seems best informed—the military
tactics of the Huns—does not change the impression that Ammianus had only
limited visual information. Ammianus described formations of archers on
horseback dividing into small groups and attacking with hit and run
tactics. In addition to bows, they used lassos and swords as weapons
(31.2.8–9). Ammianus had some genuine information here, perhaps because
their military threat was the main point of interest which the Huns had
for the Romans. The tactics are consistent with those used by other
Central Asian nomads, and Sidonius, Zosimus, and Isaac of Antioch
described the Huns as archers on horseback. Archaeologists have found
Hunnic swords and bows, and Sozomen confirmed the Hunnic use of the
lasso.[23]
[23] Sidonius, Carm. 2.265–269; Sozomen 7.26; Zosimus 4.20; Isaac
of Antioch, Homily on the royal city, 170–90 (ed. and tr. from
Syriac by C. Moss,
Zeitschrift für Semitistik und verwandte Gebiete 7 (1929)
295–306 and 8 (1930) 61–72); Maenchen-He1fen 201–258; Gyula
László, “The Significance of the Hun Golden Bow,” AArchHung
1 (1951) 91–106; János Harmatta, “The Golden Bow of the Huns,”
AArchHung 1 (1951) 107–151; Werner 38–56.
There are other clues, however, to suggest that Ammianus’ knowledge of
Hunnic military matters did not go beyond the general description that he
gave. There is a sharp contrast between the amount of detail Ammianus
claimed to have about Hunnic society and that he provided on Hunnic wars.
Ammianus spent twelve paragraphs describing the Huns and nine describing
the Alans (31.2.1–12, 17–25), but he presented the Hunnic conquest of the
Alans in a single subordinate clause, giving no details (31.3.1).
Likewise, the Hunnic wars against the Goths are told from the Gothic point
of view (31.3). The Gothic leaders have names and personalities. The Huns
are an anonymous threatening mass who attack without any stated motive.
The Gothic leaders took their people into Roman territory, and it is not
surprising that Ammianus would know something about them, but there is
nothing in Ammianus’ description of the Hunnic army in action that
suggests that he had the type of detailed information that he would have
needed to write the preceding description of Hunnic society. If he knew as
much as his description of their society implies, it is curious that he
would say so little about the actions of a people that he was presenting
as the
totius... sementem exitii et cladum originem diversarum ([“the
seed... of all the destruction and the origin of diverse misfortunes”],
312.1), the prime movers ofthe disasters of Valens’ reign.
Even within the general description of Hunnic tactics, there are
indications of the limits to Ammianus’ knowledge. He attributed Hunnic
military success to their use of bone arrowheads (31.2.9), but archaeology
has shown that the Huns used metal arrowheads.[24] Likewise, Ammianus’
description of tactics only resembles that used by other nomadic armies if
one ignores the interpretation that Ammianus himself placed on what he was
describing. He said that the Huns were led
nulla severitate regali, sed tumultuario primatum ductu contenti
perrumpunt
([“with no royal discipline, but, they forced their way through, content
with the disordered leadership of their important men.”] 31.2.7). They
attacked with incomposita acie ([“a disorganized battle line”],
31.2.8). Ammianus did not understand how the type of tactics he was
describing could be consistent with a chain of command as he understood
it. As Harmatta put it, “When the Huns first appeared, the Romans were
nonplussed by the tactics of small groups acting independently of one
another: they saw in this only an absence of order and unified leadership.
They naturally jumped to the conclusion that the scattered small Hun
groups have only temporary leaders... but are not under the unitary
command of a ‘king,’ i.e., a tribal chief.” It is implausible, however,
that small groups of Huns working independently could have overrun the
Goths and Alans.[25] Once again, Ammianus lacked the cultural background
to interpret what was reported to him. What military information he did
have, such as the use of bows and lassos, could be observed at a distance
and did not require his informant to have spoken or closely associated
with Huns.
[24] Maenchen-Helfen, “The Ethnic Name Hun,” in Søren Egerod and Else
Glahn, (eds.), Studia Serica Bernhard Karlgren Dedicata (1959)
232–233 (with illustrations) and Maenchen-Helfen (1973) 221–222;
followed by Matthews 338.
[25] János Harmata 289; likewise Maenchen-Helfen 12–13. Matthews 339–340
and note 60 concedes that the Huns might unite under a single leader in
an unusual situation such as the migration into Gothic territory, but
interprets primatum ductu [“by the leadership of their imponant
men”] to mean that their regular leadership was that of independent
leaders over “separate groups.” In this, he follows Thompson 44–45, who
held that the Huns were united only in times of war. Neither Thompson
nor Matthews, however, explain how Ammianus could know how the
regular governmental structure of the Huns worked, and not know
that they possessed fire. As corroboration, Thompson cited the lack of a
monarch among the Mongols prior to Chinghis Khan, which he presented as
the typical political structure of nomadic peoples, but one could as
easily cite the Mongols after Chinghis—or the Seljuks, Ottomans, or
Umayyads— proof of the reverse. Cf. below on comparative evidence.
Ammianus might also be deliberately distorting his kernel of visual
information. Whatever description of the Huns he had, there is more venom
than observation in Ammianus’ statement that the Huns were “prodigiose deformes etpandi, ut bipedes existimes bestias vel quales in
commarginandis pontibus effigiati stipites dolantur incompte” (“prodigiously deformed and misshapen, so that you would think they
were two-legged beasts or were roughly cut like the logs shaped to put the
sides on bridges”], 312.2). On the other hand, portraying the Huns as
subhuman and bestial works well with Ammianus’ overall image of the Huns
as savages so terrifying that even the Goths that defeated the Romans at
Adrianople could not face them.
Ammianus’ presentation of the Huns as subhuman raises doubts about details
which cannot be confirmed elsewhere. For instance, Ammianus asserts that
the Huns did not use infantry tactics because their shoes were constructed
in a way that was unsuitable for that purpose.[26] If Hunnic shoes were
really distinctive, an observer could have seen them without intimate
contact with Hunnic society—by examining a corpse, for instance. Ammianus
could then be using a piece of true information to lead into his
(exaggerated) portrait of Hunnic horsemanship, which follows immediately.
On the other hand, the shoe description itself follows the portrait of the
Huns wearing mouse skin rags until they dropped off and wrapping their
legs in goat skins—a suitably savage wardrobe. Since the emphasis is on
the primitiveness of Hunnic clothing, Ammianus’ point about the shoes may
be that the Huns were simply too savage to make proper (i.e., Roman)
shoes, just as they were too savage to use fire (ita victu sunt asperi, ut neque ignis neque saporati indigeant cibi, [“They are so fierce in their way of life that they do not need either
fire or cooked food”], 312.3). Such a context leaves open the possibility
that Ammianus simply invented his description of the shoes. The Huns,
after all, did cook.[27]
[26] 31.2.6:
eorumque calceiformulis nullis aptati, vetant incedere gressibus
liberis. qua causa adpedestresparum accommodati suntpugnas, verum
equis prope affixi... [“And their shoes, which were formed without shoemakers’ moulds,
prevent them from walking with free steps, which is why they are not
sufficiently fit for battles on foot, and indeed they are almost
attached to their horses...”].
[27] In support of Ammianus’ description of Hunnic shoes, Matthews 333
cites Suda entry A 1019(A) on Akrosphaleis.
En tōi badizein sphallomenoi, toutestin hoi Ounnoi
[“Akrosphaleis: those who trip while walking, that is the Huns”], to
which one could add the preceding entry on the same word, A 1018:
Ho de ekeleuse chōrein epi tous apodas kai akrosphaleis Ounnous, aneu
gar hippōn ou raidiōs an Ounnos tēn gēnpatēseien
[“He ordered them to advance on the Huns, who were unsteady
(akrosphaleis) and not strong on their feet, for, without horses,
the Hun does not easily walk the earth”]. These passages present the
Huns as unable to walk, but it is not clear that shoes are the perceived
cause. Thomas M. Banchich, “An Identification in the Suda: Eunapius on
the Huns”, CP 83 (1988) 53 takes the Suda to mean, “The
Huns, accustomed as they were to life on horseback, found it difficult
to walk.” He argues that the Suda was drawing upon Eunapius, but the
parallel passage in Zosimus (4.20.4, quoted above, n. 21) does not
mention shoes, either. Maenchen-Helfen 207 thought Ammianus and Eunapius
were describing bowleggedness, but he did accept that the Huns wore soft
shoes. His parallels for both points are drawn from other cultures and
are not conclusive.
II. ETHNIC EQUATIONS
Ammianus further weakened his credibility by making use of ethnic
equations, identifications of peoples of his own time with those he read
about in earlier literature. Such equations were common in Late Antiquity
and served several purposes. Greco-Roman writings about peoples outside of
their cultural sphere were extremely conservative. Traditions Herodotus
recorded about the Scythians, for instance, were repeated without
significant variation for centuries.[28] The incursions in Late Antiquity
of barbarians with names different than those described by the classical
Greeks challenged this conservative style of ethnographic writing.
Equations both defended the validity of treating authors such as Herodotus
as if they were current sources, and provided background information about
new peoples who were otherwise unknown. Ethnic equation also could serve
to enhance, by association, the impression that an author wished to give
about a people, through the use of selective references to earlier events.
Synesius equated the Goths with the Scythians, emphasizing past Scythian
defeats to make them appear contemptible. Jordanes made the same equation,
emphasizing Scythian victories to make the Goths seem heroic. St. Jerome
and Philostorgius both wanted the Huns to appear savage. The former
equated them with the Scythians (paraphrasing Herodotus’ description of
their savagery), the latter with the Neuri, whom Herodotus said were
werewolves.[29] Ammianus also used equations to reinforce his portrait of
Hunnic savagery by showing that their behavior was not only distinctively
non-Roman, but had been so since the days of Herodotus.
[28] M. I. Finley, “The Black Sea and Danubian Regions and the Slave
Trade in Antiquity,” Klio 40 (1962) 52.
[29] Synesius, De regno, especially 17a, 25a–b; Jordanes,
Get. 5.43–10.65; Jerome, ep. 77.8 (cf. Hdt. 1.104);
Philostorgius, 9.17 (cf. Hdt. 4.105). On equations, cf. Maenchen-Helfen
5–9, though his theory that all equations were designed to emphasize
past defeats does not fit all of the examples he cites.
Matthews has recently denied that Ammianus used ethnic equations in his
description of the Huns, but his case is not strong. Ammianus certainly
used ethnic equations. Matthews himself notes that Ammianus simply called
the Alans the veteres Massagetas ([“ancient Massagetae”], 31.2.12),
and that he derived the list of peoples that border on the Huns and Alans
from the list of neighbors that Herodotus gave the Scythians.[30]
Maenchen-Helfen has noted the similarity between Ammianus’ description of
the Huns and the description of the Scythians by the first century author
Pompeius Trogus (or its epitome by Justin, which survives). Trogus-Justin
said that the Scythians avoided roofs, had no laws, and wore mouse-skin
clothing:
[30] Matthews 334–335, but he adds: “That Ammianus neither attempts nor
implies any such comparisons with previously attested peoples in the
case of the Huns is a measure of their sheer novelty in Roman eyes.”
neque enim agrum exercent, nec domus illis ulla aut tectum aut
sedes est... justitia gentis ingeniis culta, non legibus...
pellibus tamenferinis ac murinis utuntur.
[“For they (the Scythians) neither cultivate the land, nor do they
have any home or roof (tectum) or place of residence
(sedes).. Justice is practiced by the natural inclination of
the people and not by laws (legibus)... [For clothing] they
use the skins (pellibus) of wild animals and mice
(murinis).”]
Ammianus said the same of the Huns, using similar terms:
nec enim se tutos existimant esse sub tectis. indumentis
operiuntur linteis vel ex pellibus silvestrium murum...omnes enim
sine sedibusfixis, absque lare vel lege aut ritu stabili
dispalantur.[31] [“For they (the Huns) do not consider themselves safe under
roofs (tectis). They cover themselves with linen clothing or
with the skins (pellibus) of forest mice (murum)...
For they are all without fixed places of residence (sedibus),
and they wander without a household god, or a law (lege), or
a regular ritual.”]
[31] Justin, 2.2.4–5, 9; text of E. Chambry and L. Thély-Chambry
(1936); Ammianus 312.5, 10; cf. Maenchen-Helfen 14.
Maenchen-Helfen regarded the combination of these elements as proof of
Ammianus’ direct borrowing from Trogus, and the resemblance is indeed
quite striking. Since Trogus’ text has been lost and the date of
Justin’s epitome is uncertain, the question of direct borrowing may not
lend itself to absolute proof.[32] The comparison of the texts does,
however, suggest an ethnic equation. While some of the traits that
Ammianus attributed to the Huns (such as lack of laws) may be
stereotypes applied to many nomadic groups, as Shaw asserted,[33] others
are more distinctive. No one ever said that the Saracens wore mouse
skins. Not only did Trogus say it of the Scythians, but Seneca did as
well.[34] Ammianus had the Huns constantly on the move in wagons beyond
the Ister. Trogus gave the same combination of lifestyle and location to
the Scythians, as did Philostratus and Herodotus.[35] Ammianus was
attributing traits to the Huns that he expected his readers to recognize
as Scythian, to accompany his more bluntly identified “Massagetae.”
[32] Justin’s epitome may be contemporary with Ammianus. Ronald Syme,
“The date of Justin and the discovery of Trogus,” Historia
37 (1988) 358–371, argued for a date c. 390. However, there is
no reason to assume that Ammianus read the epitome simply because it
survives to our time. Jordanes (Getica, 10.61) cited Trogus by
name in 551. Indeed, Syme’s theory of a resurgence of interest in
Trogus in the 4ᵗʰ century would be consistent with Ammianus having
read the original work.
[33] Shaw. See note 4 above.
[34] Seneca, Ep. 90.16.
[35] Ammianus 312.10, 31.2.13; Justin 2.2.4, 2.5.10; Philostratus
VA, 7.26; Herodotus 4.46, 4.51.
Matthews argued against this position by citing Ammianus’ statement that
the Huns were monumentis veteribus leviter nota [“little known from
ancient records”].[36] However, he neglected an obvious parallel.
Zosimus who was paraphrasing Ammianus’ contemporary Eunapius wrote:
[36] 312.1; cf. Matthews 335–336.
A certain barbarian race rose against the Scythian peoples [i.e.,
Goths] across the Ister, [a race] that was not known previously, but
appeared suddenly at that time. They called them Huns. They are
either those it is proper to call Royal Scythians, or the snub-nosed
and weak people whom Herodotus says live near the Ister.[37]
[37] Zosimus, 4.20.3: phulon ti barbaron tois huper ton Istron
Skuthikois ethnesin epanestē, proteron men ouk egnōsmenon, tote de
exaiphnēs anaphanen; Ounnous de toutous ekaloun, eite basileious
autous onomazeinprosēkei Skuthas, eite hous Hērodotos phēsi paroikein
ton Istron simous kai astheneas anthrōpous. My translation [in main
text] from the text of F. Paschoud (1971); included as fragment 41.2
of Eunapius by Blockley 2: 58. Cf. Matthews 335–336 and note 54.
Eunapius-Zosimus here says that the Huns were previously unknown, and
then offers several ethnic equations. This is a contradiction unless the
initial statement means “unknown under their current name.” Ammianus’
leviter nota [“lightly known”] does not preclude an ethnic
identification, any more than does Zosimus’ more emphatic
proteron mev ouk egnōsmevon [“not known previously”].
The relationship between Ammianus and Eunapius-Zosimus is unclear. Many
scholars have argued that Ammianus drew on Eunapius.[38] Maenchen-Helfen
argued the reverse.[39] Whatever the overall connection between the
authors, the differences between the texts show that neither author
simply copied the other in his ethnic equations involving the Scythians
and Huns. The comparison reveals instead the variation possible within
the same literary motif. Zosimus identified the Scythians with the
Goths, Ammianus with the Huns. Zosimus referred back to Herodotus, but
Ammianus also drew on Latin sources. Ammianus aimed for an association
between the savagery of the Huns and Scythians. Zosimus offered his
readers a choice of how to view the Huns. They were either the
proverbially strong Royal Scythians (cf. Hdt. 4.20) or the proverbially
weak Sigynnae (Hdt. 5.9). Ammianus identified the Alans with the
Massagetae (31.2.12), but Zosimus did not. The device of ethnic equation
was in both cases a conscious part of the author’s process of
composition, and such methods obviously create problems for the modern
historian.
[38] G. W. Bowersock, Julian the Apostate (1978) 7–9; W.
Chalmers, “Eunapius, Ammianus, and Zosimus on Julian’s Persian
expedition,” CQ n.s. 10 (1960) 152–159; but recently
disputed by Charles Fornara, “Julian’s Persian expedition in Ammianus
and Zosimus,” JHS 111 (1991) 1–15. None of these works
specifically addresses the passage on the Huns.
[39] Maenchen-Helfen 9.
Ethnic equation adds a host of question marks to the text. Since we do
not know all of the works on the Scythians that Ammianus might have
read, it is difficult to distinguish between his literary borrowings and
what he might have heard about the Huns. Did the Huns really wear mouse
skins, or is this simply a borrowed marker of “Scythian” identity? Were
the Huns really like the Alans, or does Ammianus link them because
Herodotus linked the Scythians and Massagetae?[40] We cannot be sure,
and the doubt weakens the value of any piece of information in Ammianus
that is not confirmed by some other source.
[40] On the Hunnic/Alanic resemblance, see Ammianus, 312.21 and
Herodotus, 1.215, and cf. Will Richter, “Die Darstellung der Hunnen
bei Ammianus Marcellinus,” Historia 23 (1974) 360–362.
Note also that Ammianus’ likely Latin source Trogus seems to have
merged the Scythians and Massagetae. Thus, the Massagetan queen
Tomyris (Hdt. 1.212–214) became a Scythian (Justin, 1.8).
III. COMPARATIVE EVIDENCE
Underlying every defense of Ammianus is the assumption that his account
is confirmed by comparative evidence with other later and better
documented nomadic groups.[41] Conversely, there has also been a
tendency to use comparative evidence to fill in the gaps in Ammianus’
portrait. Such attempts derive ultimately from the work of Peisker, who
assetted the absolute unity of nomadic culture throughout history:
[41] For instance, Thompson 42 or Matthews 335, 529 n. 52. The latter
cites American Indians, which seems a far reach.
The identical origin of all the mounted nomads of historic and
modern times is also demonstrated by the identity of their entire
mode of life, even in its detail and most trivial particulars, their
customs, and their habits. One nomad people is the counterfeit of
the other, and after more than two thousand years no change, no
differentiation, no progress is to be observed among them.
Accordingly we can always supplement our not always precise
information about individual historical hordes, and the consequences
of their appearance, by comparisons with the better known
hordes.[42]
[42] Peisker 359.
J. B. Bury and Thompson took Peisker quite seriously and used his model
to create for the Huns an elaborate social and political
system—supported solely by Ammianus’ statement the Huns were lacking
severitate regali [“royal discipline”]—which they then used to explain
the eventual decline of the Hunnic kingdom. Thompson went so far as to
use Peisker’s model to create population statistics for the Huns.[43]
[43] J. B. Bury, History of the Later Roman Empire (1923)
101–104, 265–298; Thompson 41–62, 161–183.
No one now accepts Peisker’s theory of the absolute unity of nomadism.
More recent scholars have recognized the wide diversity in pastoralist
societies.[44] Even allowing for Peisker’s oversimplification, however,
there remain two basic questions: Does any model of central asiatic
nomadism confirm Ammianus’ account? And are there enough data available
about the Huns of the period described by Ammianus to apply any model
confidently to expand our portrait of them? The answer to both questions
is no.
[44] Neville Dyson-Hudson, “The study of Nomads,” in William Irons and
Neville Dyson Hudson (eds.), Perspectives on Nomadism (1972)
2–26, especially 26: “As soon as we break down the category of
‘nomadism’ into even its immediate constituents of herding and
movement... we are faced with dozens of variables which admit of
virtually infinite recombination. Until we possess precise knowledge
on such matters, we cannot claim adequate knowledge of even a single
nomadic society—let alone ‘nomadism’ as some more general form of
human experience.”
Much of what Ammianus reports is simply unparalleled in anthropological
accounts of later nomads, including the Hunnic lack of both a religion
and the use of fire. Even Peisker’s nomads did not eat raw meat. Nor
were they always on the move like Ammianus’ Huns, but only traveled back
and forth between their winter and summer pastures.[45] More recent work
shows even greater contrasts to Ammianus’ description. A. M. Khazanov
has categorized several types of nomadism in Central Asia, but none seem
a close match for Ammianus, and the two most common types of nomadism in
Central Asia have been patterns where the nomads either farmed as a
winter auxiliary to the nomadic pastoralism they practiced in the
remainder of the year, or part of the population was actually sedentary
and agricultural while another part engaged in nomadic pastoralism.
Maenchen-Helfen’s evidence for Sarmatian and Hunnic farming in Central
Asia should not, therefore, come as a great surprise, and one would not
expect the Huns by the Danube to be as ignorant of agriculture as
Ammianus said (31.2.10).[46]
[45] Peisker passim, especially 325, 340.
[46] A. M. Khazanov 120–121, and cf. his
Nomads and the Outside World (1984); Maenchen-Helfen 174–178.
Both Maenchen-Helfen and Matthews explain Ammianus’ portrait of
constantly nomadic Huns who live in wagons—as opposed to the tents used
by later nomads—by asserting that Ammianus (or his source) was confused
and mistook the way the Huns looked during an unusual migration into
Gothic territory for their usual appearance and lifestyle.[47] This may
be plausible, but it only confirms the main thesis of this paper.
Someone who was well informed about Hunnic culture would not have made
such a mistake. It is the error of someone observing the Huns’ arrival
from a distance.
[47] Maenchen-Helfen 214; Matthews 339. Khazanov 120 also sees the
Hunnic move as a migration and not a typical nomadic pattern of
movement.
Ammianus’ portrait of the Alans seems a bit closer to what one would
expect in a description of pastoralists, in that he actually described
them as herding animals toward pasture (31.2.18–19). However, Matthews
himself notes that the portrait of their search for pasture seems
idealized rather than realistic.48 There is nothing in the description
of herding that requires the author to have any intimate details of
their society. The Alans also live in wagons, as any reader of Herodotus
would expect from the “Massagetae” (31.2.18; cf. Hdt. 1.216).
[48] Matthews 334.
Concerning the Huns, Ammianus gives no clue that they should be regarded
as pastoralists. He does not say that they herd animals, and he does not
place them on grasslands. He says that their children learn endurance by
wandering the montes... et silvas ([“mountains... and forests”],
31.2.4). Hunnic clothes are made from the
pellibus silvestrium murum ([“skins of forest mice”], 31.2.5).
These forest- and mountain-dwelling Huns are a poor match for the
comparative evidence about Eurasian nomads, and such evidence does not
confirm Ammianus’ account. It is certainly not sufficient to reverse the
negative verdict about Ammianus reached in the literary analysis
above.
In light of the problems of Ammianus’ account, one possible option might
be to compile a comparative model of nomadic life, which, when applied
to the Huns of 376, could replace rather than just expand Ammianus’
text—but this merely raises our second question: Khazanov and others
have developed a range of models for nomadic life, covering a number of
variations in the degree of mobility, economic and political structures,
and the degree of dependence on sedentary agriculture. What data do we
have that would tell us in which of these categories the Huns of 376
belong? In fact, there is almost nothing.
There is archaeological evidence tying the Huns to Central Asia, where
nomadic cultures were widespread.[49] The Huns used cavalry and mounted
archery tactics that are consistent with those used by later nomads (see
above discussion). They spoke some type of Altaic language.[50] These
points may be sufficient to place the Huns in the cultural sphere of
Altaic nomadism, but they do not allow a more specific model to be
applied for the period described by Ammianus. Indeed, they do not prove
that the Huns, apart from their migration into Hungary, were ever
particularly nomadic. The use of cavalry does not prove a nomadic
lifestyle. Central Asia did contain sedentary peoples. While Chinese
sources tend to present the Hsiung-nu of Mongolia as quite nomadic, A.
V. Davydova has excavated one of their settlements, which showed
evidence of animal herds, but also was clearly permanent and had
fortifications, moats, agricultural implements and a forge.[51] We
cannot assume that a Central Asian origin requires the Huns to be highly
nomadic, even if they were (to some degree) pastoralists.
[49] For instance, Werner 26–37, 57–81.
[50] 50 There is a dispute over the details. Maenchen-Helfen 376–443
argued that they spoke a form of Turkic with some non-Altaic elements.
Omeljan Pritsak, “The Hunnic language of the Attila clan,”
Harvard Ukrainian Studies 6 (1982) 428–476, argued for
Proto-Bulgar, which is closer to Mongolian. The evidence is only
personal names. Gerhard Doerfer, “Zur Sprache des Hunnen,”
Central Asiatic Journal 17 (1973) 1–50, argued that the
evidence was insufficient for a definite answer.
[51] A. V. Davydova, “The Ivolga Gorodische (A monument of the
Hsiung-nu culture in the trans-Baikal regions),” AArchHung
20 (1968) 209–245, especially 239: “The investigations of the
last few years show that its population was acquainted with
agriculture from time immemorial, and these new materials change the
traditional opinion on Central Asia as a region of purely nomadic
life.” It was once commonly asserted that the Huns and Hsiung-nu were
the same people. The comparison here is valid even if this is not
true, and indeed it has been strongly challenged. Cf. Maenchen-Helfen,
“Huns and Hsiung-nu,” Byzantion 17 (1944–45) 222–243 and
“Archaistic names of the Hiung-nu,” Central Asiatic Journal
6 (1961) 249–261; Manfred Raschke, “New studies in Roman
commerce with the East,” ANRW II 9.2 (1978) 612–613 and
note 101.
The latter point gains significance when we turn to Priscus.
Seventy-three years separate the period described by Ammianus from
Priscus’ embassy. For this reason, I have not previously contrasted
Ammianus’ and Priscus’ portrait of such changeable structures as
housing. However, in the eyewitness sections of Priscus’ account—our
best source—the Huns were living in a settled village. Attila lived in a
complex of buildings surrounded by a wooden wall large enough to have
towers attached. His lieutenant Onegesius had his own complex of
buildings, complete with a Roman-style stone bath, built with imported
stones.[52] One could argue that this represents a rapid change from the
lifestyle described by Ammianus.[53] Such an argument, however, requires
Ammianus to be reliable enough to serve as a contrast to Priscus’
observations. He was not, and our only lengthy glimpse at Hunnic society
shows a sedentary lifestyle. Perhaps a comparison between Priscus’
account and one of the less mobile models of Asian nomadism would be a
worthwhile direction for future research, but I have doubts that even
Priscus contains enough data for such an approach. Nevertheless, without
the “authority” of Ammianus to argue the reverse, we have to consider
the possibility that the Huns “adapted” well to sedentary life in the
fifth century because they had previously been relatively sedentary.
[52] Priscus, 11. Evgenii I. Lubo-Lesnichenko in Vladimir N. Basilov
(ed.), Nomads of Eurasia, transl. Mary F. Zirin (1989) 53
describes this settlement as a “mobile headquarters,” but it is hard
to see how the architecture Priscus describes could be moved without
modern technology. Cf. Maenchen-Helfen 179 note 86; Linder 10.
[53] Argued in different ways by Thompson 161–183, Linder 3–19, and
Matthews 355.
IV. CONCLUSIONS
Ammianus’ description of the Huns has little historical value, and it is
not sufficiently reliable to be used as evidence for a different stage
of Hunnic society than that described by Priscus. The type of errors it
contains make it implausible that Ammianus could have had reliable
information about the internal political and social structure of Hunnic
society. He does appear to have had some visual details about their
appearance and military tactics, but there are also some demonstrable
errors in these areas (i.e., lack of beards, bone arrowheads). These
errors, the lack of support from comparative evidence, Ammianus’
considerable negative bias, and his attempts to shape his description to
resemble earlier descriptions of Scythians mean that no piece of
information in Ammianus’ description can be casually accepted without
confirmation from another source. Those investigating Hunnic culture in
the future should focus primarily on Priscus, whose text contains most
of what little we know about the Huns.[54]
[54] I would like to express my thanks to Richard Saller and Walter E.
Kaegi Jr. for their comments on an earlier draft of this paper, and to
Alan Bernstein and Sue Peters for their encouragement in this project,
though final responsibility for the contents is, of course, my own.